SourcingSourcing

BRANSON FRANK A INC

B60
CRD 110451·SEC 801-26380·PALO ALTO, CA
AUM
$223.2M
$100M-$500M
Est. Revenue
$2.2M
@ 1% on AUM
Est. EBITDA
$670K
@ 30% margin
Est. Deal Value
$5.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BRANSON FRANK A INC
CRD
110451
SEC file #
801-26380
EIN
—
DBA names
—

Economics

AUM
$223.2M
AUM band
$100M-$500M
AUM trajectory
'20'26
$224.5M → $223.2M▼ -1%
Client mix
Individuals High Net Worth11
Charitable Organizations1

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
1 advisors → 1 advisors▬ 0%
Primary office
PALO ALTO CA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/19/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BRANSON, CORALEE, NIMS
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
BRANSON, CORALEE, NIMS
BRANSON, FRANK, ALVIN
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
4391068
Trust Company Affiliate
No

People (2)

2
BRANSON, FRANK, ALVIN
IAR · Direct Owner · 62.5%
4391065
BRANSON, CORALEE, NIMS
Direct Owner · 62.5%
4391068