SourcingSourcing

GAM USA INC.

C32
CRD 110458·SEC 801-35671·NEW YORK, NY
AUM
$1.55B
$1B+
Est. Revenue
$15.5M
@ 1% on AUM
Est. EBITDA
$4.6M
@ 30% margin
Est. Deal Value
$37.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GAM USA INC.
CRD
110458
SEC file #
801-35671
EIN
000000000
DBA names
Gam (usa), Inc.Global Asset Management Usa IncGam Usa Inc.

Economics

AUM
$1.55B
AUM band
$1B+
AUM trajectory
'20'26
$3.01B → $1.55B▼ -49%
Client mix
Pooled Investment Vehicles5
Insurance Companies3
Pension Profit Sharing Plans2
Corporations1

Operations

Employees (total)
14
Advisory staff (per ADV)
10
Advisory staff (5-yr trend)
'20'26
8 advisors → 10 advisors▲ +25%
Primary office
NEW YORK NY
Branches
Count1

Custodian & Brokerage

Primary custodian
State Streetlow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/company/gam-investments(social)

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GAM (SWITZERLAND) HOLDING AG
Top Owner Pct
87.5
Top Owner Entity Kind
FE
Owner Count
6
Control Persons
GAM (SWITZERLAND) HOLDING AG
Rainsford, Timothy, Cameron
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001438848
Edgar Registered
Yes
Edgar Filing Count
112
Edgar First Filing Date
2008-10-10
Edgar Last Filing Date
2026-02-17
Edgar 13f Count
66
Edgar 13f Latest AUM Estimate
Filing Date2026-02-17
Accession0001172661-26-001215
Edgar Form D Count
1
Edgar Form D Offerings
2016-11-082016-11-08 · 0001012975-16-001555
Edgar Former Names
GAM Holding Ltd.
Julius Baer Holding Ltd.

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
State Street22
E*trade4
Morgan Stanley3
Northern Trust2
Bny Mellon2
Edgar Addresses
Mailing
HARDSTRASSE 201ZURICH, V8 8037
Business
HARDSTRASSE 201P.O. BOXZURICH, V8 8037
Edgar EIN
000000000
Edgar Recent Filings
13F-HR2026-02-17 · 0001172661-26-001215
13F-HR2025-10-21 · 0001172661-25-004340
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (5)

5
Rainsford, Timothy, Cameron
Executive Officer · 2.5%
8201644
TINIO, MARIA, LOURDES
Executive Officer · 2.5%
7473053
SAMARZIJA, AIDA, SNJEZANA
Executive Officer · 2.5%
1666538
NICHOLAS S TAN
Executive Officer · 2.5%
6787483
IAN ANDREW WALKER
Executive Officer · 2.5%
5761083