HARVEY INVESTMENT COMPANY, LLC

C34
CRD 110482·SEC 801-58031·LOUISVILLE, KY
AUM
$1.03B
$1B+
Est. Revenue
$10.3M
@ 1% on AUM
Est. EBITDA
$3.1M
@ 30% margin
Est. Deal Value
$24.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HARVEY INVESTMENT COMPANY, LLC
CRD
110482
SEC file #
801-58031
EIN
611377419
DBA names

Economics

AUM
$1.03B
AUM band
$1B+
AUM trajectory
'20'26
$620.6M → $1.03B▲ +66%
Client mix
Individuals High Net Worth163
Individuals Other13
Charitable Organizations8

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
4 advisors → 4 advisors▬ 0%
Primary office
LOUISVILLE KY
Branches

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/23/2026
ADV-W filed at

Compliance

Disclosures (firm)
7
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WT ACQUISITION, LLC
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
11
Control Persons
WT ACQUISITION, LLC
CASTLEMAN CORPORATION
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HARVEYINVESTMENT.COM
Rdap Domain Creation Date
2000-10-03T20:39:08Z
Rdap Firm Age Years
26
Rdap Firm Age Band
20+y
Rdap Registrar
Amazon Registrar, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001162781
Edgar Registered
Yes
Edgar Filing Count
101
Edgar First Filing Date
2002-02-07
Edgar Last Filing Date
2026-04-21
Edgar 13f Count
99
Edgar 13f Latest AUM Estimate
Filing Date2026-04-21
Accession0001162781-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Pershing4
E*trade4
Raymond James2
Edgar Addresses
Mailing
297 NORTH HUBBARDS LANESUITE 102LOUISVILLE, KY 40207
Business
297 NORTH HUBBARDS LANESUITE 102LOUISVILLE, KY 40207
Edgar EIN
611377419
Edgar Recent Filings
13F-HR2026-04-21 · 0001162781-26-000002
13F-HR2026-01-22 · 0001162781-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-10-03T20:39:08Z
Rdap Domain Last Changed
2026-05-13T20:23:02Z
Rdap Nameservers
Ns-1000.awsdns-61.netNs-1374.awsdns-43.orgNs-1874.awsdns-42.co.ukNs-53.awsdns-06.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No