SourcingSourcing

MEADOWBROOK WEALTH MANAGEMENT, LLC

B53
CRD 110508·SEC 801-110418·GARDEN CITY, NY
AUM
$110.1M
$100M-$500M
Est. Revenue
$1.1M
@ 1% on AUM
Est. EBITDA
$330K
@ 30% margin
Est. Deal Value
$2.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MEADOWBROOK WEALTH MANAGEMENT, LLC
CRD
110508
SEC file #
801-110418
EIN
473319068
DBA names
—

Economics

AUM
$110.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$35.1M → $110.1M▲ +213%
Client mix
Individuals Other142
Individuals High Net Worth32

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
GARDEN CITY NY
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
04/20/2026
ADV-W filed at
—
Website
meadowbrookwealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
EFTHIMIOU, THOMAS, GEORGE
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
EFTHIMIOU, THOMAS, GEORGE
JACK, RICHARD, FRANCIS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MEADOWBROOKWEALTH.COM
Rdap Domain Creation Date
2014-11-17T19:30:10Z
Rdap Firm Age Years
12
Rdap Firm Age Band
10-20y
Rdap Registrar
Omnis Network, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002090468
Edgar Registered
Yes
Edgar Filing Count
3
Edgar First Filing Date
2025-10-09
Edgar Last Filing Date
2026-04-14
Edgar 13f Count
3
Edgar 13f Latest AUM Estimate
Filing Date2026-04-14
Accession0002090468-26-000007

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Lpl Financial4
E*trade4
Edgar Addresses
Mailing
1042 FRANKLIN AVENUESUITE 110GARDEN CITY, NY 11530
Business
1042 FRANKLIN AVENUESUITE 110GARDEN CITY, NY 11530
Edgar EIN
473319068
Edgar Recent Filings
13F-HR2026-04-14 · 0002090468-26-000007
13F-HR2026-01-12 · 0002090468-26-000003
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2033-11-17T19:30:10Z
Rdap Domain Last Changed
2026-05-19T09:16:38Z
Rdap Nameservers
Ns1.use3.jethosting.comNs2.use3.jethosting.com
Rdap Secure Dns Enabled
No
Rdap Status
Active
Top Owner CRD
2336798
Trust Company Affiliate
No

People (2)

2
JACK, RICHARD, FRANCIS
IAR · Direct Owner · 62.5%
4166546
EFTHIMIOU, THOMAS, GEORGE
IAR · Direct Owner · 62.5%
2336798