OMC FINANCIAL SERVICES LTD

CRD

110528

SEC file #

801-29406

EIN

161265395

DBA names

—

Economics

AUM

$328.5M

AUM band

$100M-$500M

AUM trajectory

'20 · $131.4M

'21 · $163.6M

'22 · $225.1M

'23 · $225.1M

'25 · $286.8M

'26 · $328.5M

'20'26

$131.4M → $328.5M▲ +150%

sec adv history

Client mix

Individuals Other	167
Individuals High Net Worth	102

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 2 advisors

'21 · 2 advisors

'22 · 2 advisors

'23 · 2 advisors

'25 · 3 advisors

'26 · 3 advisors

'20'26

2 advisors → 3 advisors▲ +50%

sec adv history

Primary office

DEWITT NY

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Portfolio mgmt — individuals

Fee basis

% of AUMHourly charges

Filings

Latest ADV filing

03/23/2026

ADV-W filed at

—

Website

omcfinance.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

SCOTT, CYNTHIA, ANN

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

SCOTT, CYNTHIA, ANN

CULLEN, JAMES, MICHAEL

Solo Advisor Indicator

Succession Risk Solo Owner

Yes

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

OMCFINANCE.COM

Rdap Domain Creation Date

2002-03-28T19:54:22Z

Rdap Firm Age Years

Rdap Firm Age Band

20+y

Rdap Registrar

Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0002026391

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2024-06-11

Edgar Last Filing Date

2026-04-30

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-04-30

Accession0002063364-26-000140

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
E*trade	4

adv brochure

Edgar Addresses

Mailing

5789 WIDEWATERS PARKWAYDEWITT, NY 13214

Business

5789 WIDEWATERS PARKWAYDEWITT, NY 13214

Edgar EIN

161265395

Edgar Recent Filings

13F-HR2026-04-30 · 0002063364-26-000140

13F-HR2026-01-06 · 0002063364-26-000008

Firm Has Custody

Mailing Office Differs

Rdap Domain Expiration Date

2029-03-28T18:54:22Z

Rdap Domain Last Changed

2024-01-28T07:48:55Z

Rdap Nameservers

Ns21.worldnic.comNs22.worldnic.com

Rdap Secure Dns Enabled

Rdap Status

Client Transfer Prohibited

Top Owner CRD

734770

Trust Company Affiliate