SourcingSourcing

AVENIR CORPORATION

A70
CRD 110545·SEC 801-32509·ALEXANDRIA, VA
AUM
$849.3M
$500M-$1B
Est. Revenue
$8.5M
@ 1% on AUM
Est. EBITDA
$2.5M
@ 30% margin
Est. Deal Value
$20.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
AVENIR CORPORATION
CRD
110545
SEC file #
801-32509
EIN
541146619
DBA names
—

Economics

AUM
$849.3M
AUM band
$500M-$1B
AUM trajectory
'20'26
$941.1M → $849.3M▼ -10%
Client mix
Individuals High Net Worth91
Individuals Other49
Charitable Organizations6
Corporations5
Pooled Investment Vehicles4

Operations

Employees (total)
6
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
4 advisors → 3 advisors▼ -25%
Primary office
ALEXANDRIA VA
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
avenircorp.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ROONEY, JAMES, HARRIS
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
ROONEY, JAMES, HARRIS
THE CGM 2006 TRUST
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
AVENIRCORP.COM
Rdap Domain Creation Date
1998-12-08T05:00:00Z
Rdap Firm Age Years
28
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
2
Form 5500 Total Participants
1
Form 5500 Total Compensation
134,760
Form 5500 Compensation Trajectory 3y
2025134,760
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
134,760
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001033475
Edgar Registered
Yes
Edgar Filing Count
258
Edgar First Filing Date
1997-02-25
Edgar Last Filing Date
2026-05-14
Edgar 13f Count
117
Edgar 13f Latest AUM Estimate
Filing Date2026-05-14
Accession0001033475-26-000005
Edgar Former Names
AVENIR CORP/DC

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Fidelity4
E*trade4
Wells Fargo1
Morgan Stanley1
Edgar Addresses
Mailing
277 SOUTH WASHINGTON STREETSUITE 350ALEXANDRIA, VA 22314
Business
277 SOUTH WASHINGTON STREETSUITE 350ALEXANDRIA, VA 22314
Edgar EIN
541146619
Edgar Recent Filings
13F-HR2026-05-14 · 0001033475-26-000005
SCHEDULE 13G/A2026-02-13 · 0001033475-26-000003
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-12-07T05:00:00Z
Rdap Domain Last Changed
2021-03-04T18:33:11Z
Rdap Nameservers
Ns41.worldnic.comNs42.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1684321
Trust Company Affiliate
No

People (5)

5
ROONEY, JAMES, HARRIS
IAR · Direct Owner · 37.5%
1684321
GEORGE, KENNETH, SUGGETT
IAR · Direct Owner · 17.5%
4991412
GONZALEZ, CARMEN, LUNA
Direct Owner · 17.5%
2523922
MACKALL, CHARLES, GREEN
Executive Officer · 2.5%
1860733
James Stephens Emanuelson
IAR
5803648