SourcingSourcing

NEPC, LLC

C22
CRD 110562·SEC 801-37227·BOSTON, MA
AUM
$152.72B
$1B+
Est. Revenue
$1.53B
@ 1% on AUM
Est. EBITDA
$458.2M
@ 30% margin
Est. Deal Value
$3.67B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NEPC, LLC
CRD
110562
SEC file #
801-37227
EIN
000000000
DBA names
—

Economics

AUM
$152.72B
AUM band
$1B+
AUM trajectory
'20'26
$18.98B → $152.72B▲ +704%
Client mix
Pension Profit Sharing Plans165
Charitable Organizations84
State Or Municipal Govt73
Corporations47
Individuals High Net Worth35

Operations

Employees (total)
379
Advisory staff (per ADV)
132
Advisory staff (5-yr trend)
'20'26
99 advisors → 132 advisors▲ +33%
Primary office
BOSTON MA
Branches
—

Custodian & Brokerage

Primary custodian
U.S. Banklow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed feesPerformance-based fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
linkedin.com/company/nepc(social)

Compliance

Disclosures (firm)
3
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HIGHTOWER HOLDING, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
11
Control Persons
HIGHTOWER HOLDING, LLC
NEPC PARTNERS, LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:nepc.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
242
Form 5500 Total Participants
933
Form 5500 Total Compensation
33,671,457
Form 5500 Compensation Trajectory 3y
202529,444,699
20264,226,758
20240
Form 5500 Plan Count Trajectory 3y
2025206
202634
20242
Schedule C Total Compensation
33,671,457
Schedule C Service Provider Rows
242

SEC EDGAR

Edgar Cik
0002000901
Edgar Registered
Yes
Edgar Filing Count
5
Edgar First Filing Date
2023-11-14
Edgar Last Filing Date
2026-04-22
Edgar Form D Count
5
Edgar Form D Offerings
2026-04-222026-04-22 · 0002000901-26-000001
2025-07-152025-07-15 · 0002000901-25-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
U.s. Bank8
E*trade4
Fidelity2
Northern Trust2
Bny Mellon2
Edgar Addresses
Mailing
C/O GLOBAL TRUST COMPANY12 GILL STREET, SUITE 2600WOBURN, MA 08101
Business
C/O GLOBAL TRUST COMPANY12 GILL STREET, SUITE 2600WOBURN, MA 08101
Edgar EIN
000000000
Edgar Recent Filings
D/A2026-04-22 · 0002000901-26-000001
D/A2025-07-15 · 0002000901-25-000003
Fee Schedule
Bracket X82
Bracket Ix7
Bracket I3
Bracket Vi3
Bracket Xi2
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
No

People (13)

13
CHARLTON, STEVEN, FLOYD
Executive Officer · 2.5%
2183785
CONNORS, KATHY, ANN
Executive Officer · 2.5%
4393367
KANE, KELLIE, LYN
Executive Officer · 2.5%
5902423
MANNING, MICHAEL, PATRICK
Executive Officer · 2.5%
2138898
McCusker, Timothy, F
Executive Officer · 2.5%
7404699
MURPHY, JUDY, ANN
Executive Officer · 2.5%
2099890
SAMUELS, SARAH, NELSON
Executive Officer · 2.5%
5825891
HONE, ANDREW, M
Executive Officer · 2.5%
5972433
REGAN, JOHN, F
Executive Officer · 2.5%
6109722
DANIEL D. HENNESSY
IAR
4267436
SHEEHAN, BRIAN, JOSEPH
IAR
6423131
BALDASSARRE, ANDREW, GUY
IAR
1047256
MACLEAN, MATTHEW, DAVID
IAR
5515068