HARBERT FUND ADVISORS, LLC

C25
CRD 110577·SEC 801-55926·BIRMINGHAM, AL
AUM
$7.82B
$1B+
Est. Revenue
$78.2M
@ 1% on AUM
Est. EBITDA
$23.5M
@ 30% margin
Est. Deal Value
$187.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HARBERT FUND ADVISORS, LLC
CRD
110577
SEC file #
801-55926
EIN
DBA names

Economics

AUM
$7.82B
AUM band
$1B+
AUM trajectory
'20'26
$6.23B → $7.82B▲ +26%
Client mix
Pooled Investment Vehicles44

Operations

Employees (total)
147
Advisory staff (per ADV)
62
Advisory staff (5-yr trend)
'20'26
70 advisors → 62 advisors▼ -11%
Primary office
BIRMINGHAM AL
Branches

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businessesOther Advisory Services
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HARBERT MANAGEMENT
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
8
Control Persons
HARBERT MANAGEMENT
BRYANT, JOHN, FREDERICK
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Jpmorgan3
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No