M.D. SASS, LLC

C30
CRD 110590·SEC 801-8663·NEW YORK, NY
AUM
$2.06B
$1B+
Est. Revenue
$20.6M
@ 1% on AUM
Est. EBITDA
$6.2M
@ 30% margin
Est. Deal Value
$49.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
M.D. SASS, LLC
CRD
110590
SEC file #
801-8663
EIN
000000000
DBA names

Economics

AUM
$2.06B
AUM band
$1B+
AUM trajectory
'20'26
$1.02B → $2.06B▲ +102%
Client mix
Individuals High Net Worth44
Pension Profit Sharing Plans20
Corporations7
Charitable Organizations4
Pooled Investment Vehicles3

Operations

Employees (total)
19
Advisory staff (per ADV)
10
Advisory staff (5-yr trend)
'20'26
10 advisors → 10 advisors▬ 0%
Primary office
NEW YORK NY
Branches

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
M.D. SASS FINANCIAL, INC.
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
M.D. SASS FINANCIAL, INC.
SASS, ARI
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
42,989
Form 5500 Compensation Trajectory 3y
202542,989
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
42,989
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001789624
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2019-09-27
Edgar Last Filing Date
2025-09-30
Edgar Form D Count
7
Edgar Form D Offerings
2025-09-302025-09-30 · 0000905148-25-003448
2024-09-302024-09-30 · 0001789624-24-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
Jpmorgan6
State Street4
E*trade4
Northern Trust2
Edgar Addresses
Mailing
55 WEST 46TH STREET28TH FLOORNEW YORK, NY 10036
Business
55 WEST 46TH STREET28TH FLOORNEW YORK, NY 10036
Edgar EIN
000000000
Edgar Recent Filings
D/A2025-09-30 · 0000905148-25-003448
D/A2024-09-30 · 0001789624-24-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
Yes