SourcingSourcing

HORIZON INVESTMENT SERVICES, LLC.

C38
CRD 110642·SEC 801-63047·HAMMOND, IN
AUM
$363.8M
$100M-$500M
Est. Revenue
$3.6M
@ 1% on AUM
Est. EBITDA
$1.1M
@ 30% margin
Est. Deal Value
$8.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HORIZON INVESTMENT SERVICES, LLC.
CRD
110642
SEC file #
801-63047
EIN
461154256
DBA names
—

Economics

AUM
$363.8M
AUM band
$100M-$500M
AUM trajectory
'20'26
$193.9M → $363.8M▲ +88%
Client mix
Individuals Other251
Individuals High Net Worth67
Other Investment Advisers10
Corporations6

Operations

Employees (total)
14
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
6 advisors → 6 advisors▬ 0%
Primary office
HAMMOND IN
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesOther Advisory Services
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
youtube.com/channel/ucf80bbxlimtpuicx41e2elq

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HORIZON MANAGEMENT SERVICES, INC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
HORIZON MANAGEMENT SERVICES, INC
CARLSON, CHARLES, BRIAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:horizon.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001724134
Edgar Registered
Yes
Edgar Filing Count
22
Edgar First Filing Date
2018-02-05
Edgar Last Filing Date
2023-02-15
Edgar 13f Count
22
Edgar 13f Latest AUM Estimate
Filing Date2023-02-15
Accession0001724134-23-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.0953
Soi Zip Pct 200k Plus
0.0091
Soi Zip Returns 200k Plus
90
Soi Zip Total AGI
475,098
Fdic Zip Total Deposits
4,730,413,000
Fdic Zip Branch Count
136
Fdic Zip Top Banks
Peoples Bank SB
Mercantile National Bank of Indiana

Compliance & brand

Firm Registration Status
active

All other collected signals (21)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Lpl Financial8
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
120 VANTIS DRIVESUITE 585ALISO VIEJO, X1 92656
Business
120 VANTIS DRIVESUITE 585ALISO VIEJO, X1 92656
Edgar EIN
461154256
Edgar Recent Filings
13F-HR/A2023-02-15 · 0001724134-23-000002
13F-HR2023-02-14 · 0001724134-23-000001
Fdic Zip Branches Raw
Security Federal Bank, A FSBHammond, IN
Mercantile National Bank of IndianaHammond, IN
Fdic Zip HHI
1490.9
Fdic Zip Top Bank Share Pct
26.7
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI42,933
Returns3,360
Stub 2
AGI106,555
Returns2,880
Stub 3
AGI106,424
Returns1,740
Soi Zip Total Business Income
10,743
Soi Zip Total Cap Gains
3,415
Soi Zip Total Dividends
2,769
Soi Zip Total Returns
9,860
Trust Company Affiliate
No

People (10)

10
MORONEY, RICHARD, JOHN
IAR · Executive Officer · 2.5%
4380773
CARLSON, CHARLES, BRIAN
IAR · Executive Officer · 2.5%
4380765
EVANS, ROBERT, THOMAS
Executive Officer · 2.5%
1398924
HATHOOT, THOMAS, JOSEPH
Executive Officer · 2.5%
4380768
MACKENZIE EVANS, CHERYL
Executive Officer · 2.5%
1903933
Shelby Lynn Cavanaugh
IAR
6897548
David Burton Walle
IAR
6928040
MARGARET MARY BLACKMAN
IAR
5197806
Robert Allen Sweet
IAR
7356832
DAVID ALAN WRIGHT
IAR
2060451