SourcingSourcing

CAPITAL INTERNATIONAL, INC.

C37
CRD 110682·SEC 801-32104·LOS ANGELES, CA
AUM
$51.92B
$1B+
Est. Revenue
$519.2M
@ 1% on AUM
Est. EBITDA
$155.8M
@ 30% margin
Est. Deal Value
$1.25B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CAPITAL INTERNATIONAL, INC.
CRD
110682
SEC file #
801-32104
EIN
000000000
DBA names
—

Economics

AUM
$51.92B
AUM band
$1B+
AUM trajectory
'20'26
$46.81B → $51.92B▲ +11%
Client mix
Pension Profit Sharing Plans49
Pooled Investment Vehicles28
State Or Municipal Govt15
Investment Companies8
Other6

Operations

Employees (total)
263
Advisory staff (per ADV)
46
Advisory staff (5-yr trend)
'20'26
106 advisors → 46 advisors▼ -57%
Primary office
LOS ANGELES CA
Branches
—

Custodian & Brokerage

Primary custodian
JPMorganlow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CAPITAL GROUP INTERNATIONAL, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
8
Control Persons
CAPITAL GROUP INTERNATIONAL, INC.
CHEN, NORIKO, HONDA
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
mymanagedfunds.com.au
Rdap Registrar
Corporation Service Company (Aust) Pty Ltd

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
23
Form 5500 Total Compensation
17,539,117
Form 5500 Compensation Trajectory 3y
202517,539,117
Form 5500 Plan Count Trajectory 3y
202523
Schedule C Total Compensation
17,539,117
Schedule C Service Provider Rows
23

SEC EDGAR

Edgar Cik
0001508242
Edgar Registered
Yes
Edgar Filing Count
3
Edgar First Filing Date
2010-12-20
Edgar Last Filing Date
2012-07-10
Edgar Form D Count
3
Edgar Form D Offerings
2012-07-102012-07-10 · 0001181431-12-040248
2011-09-142011-09-14 · 0001181431-11-049217

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Jpmorgan9
State Street4
E*trade4
Northern Trust2
Bny Mellon2
Edgar Addresses
Mailing
CAPITAL INTERNATIONAL, INC.6455 IRVINE CENTER DRIVEIRVINE, CA 92618
Business
CAPITAL INTERNATIONAL, INC.6455 IRVINE CENTER DRIVEIRVINE, CA 92618
Edgar EIN
000000000
Edgar Recent Filings
D/A2012-07-10 · 0001181431-12-040248
D/A2011-09-14 · 0001181431-11-049217
Fee Schedule
Bracket I43
Bracket Vi32
Bracket Iii9
Bracket Xi8
Bracket X4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Last Changed
2026-03-02T22:16:04.231Z
Rdap Nameservers
Udns2.cscdns.ukUdns1.cscdns.net
Rdap Secure Dns Enabled
No
Rdap Status
Active
Trust Company Affiliate
Yes

People (8)

8
CHEN, NORIKO, HONDA
Executive Officer · 2.5%
1848339
Chua, Ai Chun
Executive Officer · 2.5%
7433355
CONDON, THOMAS, JOSEPH
Executive Officer · 2.5%
1733603
KNIHTILA, MATTHEW, EDWIN
Executive Officer · 2.5%
4903485
LOVELACE, ROBERT, WHITNEY
Executive Officer · 2.5%
1601952
Pathria, Maria, Thelma Manotok
Executive Officer · 2.5%
4325070
WATSON, STEVEN, THOMAS
Executive Officer · 2.5%
1850634
Megan Frances Kelly
IAR
7302223