SourcingSourcing

SIGMA PLANNING CORPORATION

C33
CRD 110692·SEC 801-20404·ANN ARBOR, MI
AUM
$6.10B
$1B+
Est. Revenue
$61.0M
@ 1% on AUM
Est. EBITDA
$18.3M
@ 30% margin
Est. Deal Value
$146.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SIGMA PLANNING CORPORATION
CRD
110692
SEC file #
801-20404
EIN
—
DBA names
Spc

Economics

AUM
$6.10B
AUM band
$1B+
AUM trajectory
'20'26
$3.60B → $6.10B▲ +70%
Client mix
Individuals Other29,763
Individuals High Net Worth832
Pension Profit Sharing Plans190
Corporations100
Charitable Organizations21

Operations

Employees (total)
471
Advisory staff (per ADV)
471
Advisory staff (5-yr trend)
'20'26
729 advisors → 471 advisors▼ -35%
Primary office
ANN ARBOR MI
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
youtube.com/channel/ucz-ml-b8_xrtvedehkaqhjq

Compliance

Disclosures (firm)
7
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
THE JEROME S. RYDELL REVOCABLE
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
8
Control Persons
THE JEROME S. RYDELL REVOCABLE
KILBARGER, ANDREW, DAVID
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:sigmaplanning.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
8
Form 5500 Total Compensation
213,195
Form 5500 Compensation Trajectory 3y
2025198,162
202615,033
Form 5500 Plan Count Trajectory 3y
20257
20261
Schedule C Total Compensation
213,195
Schedule C Service Provider Rows
8

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4132
Soi Zip Pct 200k Plus
0.1847
Soi Zip Returns 200k Plus
5,150
Soi Zip Total AGI
3,810,390
Fdic Zip Total Deposits
34,086,365,000
Fdic Zip Branch Count
445
Fdic Zip Top Banks
Comerica Bank
JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (18)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
50
Bc Firm Active IA Count
50
Bc Firm IAR Count
50
Custodian Candidates
Full
E*trade4
Fidelity2
Fdic Zip Branches Raw
First of America Bank-Ann ArborAnn Arbor, MI
First of America Bank-Ann ArborAnn Arbor, MI
Fdic Zip HHI
840.6
Fdic Zip Top Bank Share Pct
15.52
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI66,213
Returns6,080
Stub 2
AGI160,317
Returns4,310
Stub 3
AGI209,719
Returns3,370
Soi Zip Total Business Income
150,417
Soi Zip Total Cap Gains
281,593
Soi Zip Total Dividends
126,317
Soi Zip Total Returns
27,880
Trust Company Affiliate
No

People (57)

57
ANDREW DAVID KILBARGER
Executive Officer · 2.5%
3069019
JOHN ALEXANDER MCCLELLAN
Executive Officer · 2.5%
4016479
RANDOLPH FULVIO PISTOR
Executive Officer · 2.5%
5143334
DANA ELISE RHODES
Executive Officer · 2.5%
4125640
BRANDON DAVID RYDELL
Executive Officer · 2.5%
2933397
JEROME STANLEY RYDELL
Executive Officer · 2.5%
408389
MARK RALPH STEINMAN
Executive Officer · 2.5%
5819200
CHRISTOPHER ROBERT OZDARSKI
IAR
4345165
JEFFREY BUCZEK
IAR
2899786
MARK DAVID KRAUSHAAR
IAR
4316299
BRIAN ALAN SMITH
IAR
3096435
Luke Raymond Wolchuk
IAR
7331215
CHING PO WANG
IAR
6176616
ANDREW JOHN DEGROOT
IAR
5393801
KURT ANDREW STEFFEN
IAR
6268716
GEORGE RAYMOND HUFF
IAR
2427350
MICHAEL DAVID GLAAB
IAR
2451885
ROBERT TERENCE HARAN
IAR
2376928
KENNETH STEPHEN BUREK
IAR
2356871
ANNE GOODRICH HAGAN
IAR
1603564
THOMAS WENDALL TAYLOR
IAR
1591096
JOSEPH PAUL LUCIDO
IAR
1350729
GARY DOUGLAS POLLOCK
IAR
2201735
TIMOTHY JOHN GREENE
IAR
2622877
SHARAIN LAJUAN TAYLOR
IAR
1494644
DANIEL CHRISTIAN DEARING
IAR
4495424
CARL ROBERT MORRIS
IAR
1951507
EVALYN O'DONNELL KIRK
IAR
2037318
MITCHELL JAY ADLER
IAR
1269596
RICHARD LESLEY
IAR
2939641
ROGER ROBERT WERLING
IAR
1133975
MARTIN PETER REGAN
IAR
1796346
JONATHAN LANEAL LEWIS
IAR
1211153
DENNIS ROBERT ISABELL
IAR
1312867
ROBERT ALLEN MARKLEY
IAR
1874805
MARK JOSEPH WOOLHISER
IAR
1977635
ERIC BENVENUTO SALVIO
IAR
2562072
KALEEN RENE HANSEN
IAR
3020418
TIMOTHY ROBIN LAURAIN
IAR
2981382
ROBERT ALLAN HOGER
IAR
2878886
SCOTT ARTHUR HAYDEN
IAR
4082716
MARK WAYNE FORD
IAR
2222769
RICHARD JOSEPH HAMLIN
IAR
2043968
BRANDEN SCOTT FINDEISEN
IAR
5422641
MARK STUART DOROFF
IAR
1147626
JENNIFER LEI TAN
IAR
2530068
VIVIAN JEAN VILLERS
IAR
1274388
TOMMIE ELWOOD LEININGER
IAR
2449086
MICAH SOLOMON FRANKEL
IAR
3070249
DAVID SMITHERS BARSAN
IAR
5036314
MARCUS MAYURKANT TRIVEDI
IAR
4060253
MARK FRANK PAUWELS
IAR
5797186
KENNETH MARSHALL STIRE
IAR
1253090
WESLEY JOHN SALAO
IAR
5015018
DENNIS JOHN CUNNINGHAM
IAR
4085005
MICHAEL ONEAL WARREN
IAR
1737882
CHARLES WILLIAM BEECH
IAR
4554680