SourcingSourcing

NEW ENGLAND RESEARCH & MANAGEMENT, INC.

B59
CRD 110739·SEC 801-14380·CHICAGO, IL
AUM
$285.2M
$100M-$500M
Est. Revenue
$2.9M
@ 1% on AUM
Est. EBITDA
$856K
@ 30% margin
Est. Deal Value
$6.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NEW ENGLAND RESEARCH & MANAGEMENT, INC.
CRD
110739
SEC file #
801-14380
EIN
—
DBA names
—

Economics

AUM
$285.2M
AUM band
$100M-$500M
AUM trajectory
'20'26
$201.4M → $285.2M▲ +42%
Client mix
Individuals Other97
Individuals High Net Worth75
Pension Profit Sharing Plans4

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
CHICAGO IL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
12/12/2025
ADV-W filed at
—
Website
nerminc.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
COLLINS, MARGUERITE, MARY
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
COLLINS, MARGUERITE, MARY
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
NERMINC.COM
Rdap Domain Creation Date
2006-02-16T13:33:48Z
Rdap Firm Age Years
20
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
E*trade4
Fidelity3
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-16T13:33:48Z
Rdap Domain Last Changed
2025-02-17T12:00:48Z
Rdap Nameservers
Ns33.domaincontrol.comNs34.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1808101
Trust Company Affiliate
No

People (3)

3
COLLINS, MARGUERITE, MARY
IAR · Direct Owner · 87.5%
1808101
David Gosnell
IAR
8134904
Sara Freer
IAR
8134848