SourcingSourcing

MULLANEY KEATING & WRIGHT INC

B54
CRD 110743·SEC 801-47490·MIDDLETOWN, CT
AUM
$337.0M
$100M-$500M
Est. Revenue
$3.4M
@ 1% on AUM
Est. EBITDA
$1.0M
@ 30% margin
Est. Deal Value
$8.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MULLANEY KEATING & WRIGHT INC
CRD
110743
SEC file #
801-47490
EIN
—
DBA names
—

Economics

AUM
$337.0M
AUM band
$100M-$500M
AUM trajectory
'20'26
$275.6M → $337.0M▲ +22%
Client mix
Individuals Other110
Individuals High Net Worth70
Charitable Organizations2
Corporations2
Pension Profit Sharing Plans1

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
MIDDLETOWN CT
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
11/26/2025
ADV-W filed at
—
Website
mkwinc.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CARPENTIER, FRANCIS, C.
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
CARPENTIER, FRANCIS, C.
LYNCH, ANTHONY, VINCENT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MKWINC.COM
Rdap Domain Creation Date
2004-07-27T14:39:33Z
Rdap Firm Age Years
22
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2445
Soi Zip Pct 200k Plus
0.0578
Soi Zip Returns 200k Plus
1,340
Soi Zip Total AGI
1,826,123
Fdic Zip Total Deposits
34,923,544,000
Fdic Zip Branch Count
419
Fdic Zip Top Banks
Liberty Bank
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
7
Bc Firm Active IA Count
10
Bc Firm IAR Count
10
Custodian Candidates
Full
Charles Schwab6
Pershing4
E*trade4
Fdic Zip Branches Raw
Fleet Bank, National AssociationMiddletown, CT
Fleet Bank, National AssociationMiddletown, CT
Fdic Zip HHI
2806.24
Fdic Zip Top Bank Share Pct
50.45
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-07-27T14:39:33Z
Rdap Domain Last Changed
2024-05-28T06:54:21Z
Rdap Nameservers
Ns29.worldnic.comNs30.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI65,455
Returns5,310
Stub 2
AGI196,342
Returns5,270
Stub 3
AGI253,695
Returns4,110
Soi Zip Total Business Income
47,707
Soi Zip Total Cap Gains
40,885
Soi Zip Total Dividends
22,049
Soi Zip Total Returns
23,190
Top Owner CRD
2321819
Trust Company Affiliate
No

People (3)

3
LYNCH, ANTHONY, VINCENT
IAR · Direct Owner · 62.5%
1298816
CARPENTIER, FRANCIS, C.
IAR · Direct Owner · 62.5%
2321819
JESSICA ANNE GILBERT
IAR
5608769