SourcingSourcing

CMG CAPITAL MANAGEMENT GROUP, INC.

B62
CRD 110750·SEC 801-43455·MALVERN, PA
AUM
$256.5M
$100M-$500M
Est. Revenue
$2.6M
@ 1% on AUM
Est. EBITDA
$770K
@ 30% margin
Est. Deal Value
$6.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CMG CAPITAL MANAGEMENT GROUP, INC.
CRD
110750
SEC file #
801-43455
EIN
—
DBA names
—

Economics

AUM
$256.5M
AUM band
$100M-$500M
AUM trajectory
'20'26
$352.0M → $256.5M▼ -27%
Client mix
Individuals Other470
Individuals High Net Worth66
Pooled Investment Vehicles2

Operations

Employees (total)
10
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'20'26
6 advisors → 8 advisors▲ +33%
Primary office
MALVERN PA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMSubscription fees

Filings

Latest ADV filing
04/24/2026
ADV-W filed at
—
Website
cmgprivatewealth.com

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BLUMENTHAL, STEPHEN, BRUCE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
BLUMENTHAL, STEPHEN, BRUCE
RIGGS, RORY, BALFOUR
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CMGPRIVATEWEALTH.COM
Rdap Domain Creation Date
2016-01-08T18:24:26Z
Rdap Firm Age Years
10
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
U.s. Bank2
Axos Advisor Services2
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-01-08T18:24:26Z
Rdap Domain Last Changed
2026-01-09T17:47:51Z
Rdap Nameservers
Connect1.squarespacedns.comConnect2.squarespacedns.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1264632
Trust Company Affiliate
No

People (4)

4
BLUMENTHAL, STEPHEN, BRUCE
IAR · Direct Owner · 87.5%
1264632
RIGGS, RORY, BALFOUR
Direct Owner · 17.5%
1080612
BLUMENTHAL, SUSAN, BARR
Direct Owner · 7.5%
6933097
AVI JONATHAN RUTSTEIN
IAR
4552625