MESIROW ADVANCED STRATEGIES INC

CRD

110754

SEC file #

801-36109

EIN

000000000

DBA names

—

Economics

AUM

AUM band

<$25M

AUM trajectory

'20 · $34.8M

'21 · $621K

'20'21

$34.8M → $621K▼ -98%

sec adv history

Client mix

—

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 1 advisors

'21 · 1 advisors

'20'21

1 advisors → 1 advisors▬ 0%

sec adv history

Primary office

CHICAGO IL

Branches

—

Custodian & Brokerage

Primary custodian

BNY Mellonlow confidence

adv brochure

Services offered

Other Advisory Services

Fee basis

Other Compensation

Filings

Latest ADV filing

01/06/2026

ADV-W filed at

—

Website

mesirow.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

MESIROW FINANCIAL HOLDINGS, INC.

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

MESIROW FINANCIAL HOLDINGS, INC.

PRICE, RICHARD, SCOTT

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

MESIROW.COM

Rdap Domain Creation Date

1998-08-17T04:00:00Z

Rdap Firm Age Years

Rdap Firm Age Band

20+y

Rdap Registrar

Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0001411157

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2007-08-27

Edgar Last Filing Date

2018-03-07

Edgar Form D Count

Edgar Form D Offerings

2018-03-072018-03-07 · 0001411157-18-000001

2017-03-072017-03-07 · 0001411157-17-000001

Edgar Former Names

MASF 2x Fund LLC

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Bny Mellon	6
E*trade	4

adv brochure

Edgar Addresses

Mailing

321 NORTH CLARK STREETChicago, IL 60610

Business

321 NORTH CLARK STREETChicago, IL 60610

Edgar EIN

000000000

Edgar Recent Filings

D/A2018-03-07 · 0001411157-18-000001

D/A2017-03-07 · 0001411157-17-000001

Firm Has Custody

Mailing Office Differs

Rdap Domain Expiration Date

2029-08-16T04:00:00Z

Rdap Domain Last Changed

2024-06-17T06:08:07Z

Rdap Nameservers

Cbru.br.ns.els-gms.att.netCmtu.mt.ns.els-gms.att.net

Rdap Secure Dns Enabled

Rdap Status

Client Transfer Prohibited

Trust Company Affiliate

Yes