SourcingSourcing

BARON CAPITAL MANAGEMENT, INC.

C37
CRD 110791·SEC 801-18656·NEW YORK, NY
AUM
$5.76B
$1B+
Est. Revenue
$57.6M
@ 1% on AUM
Est. EBITDA
$17.3M
@ 30% margin
Est. Deal Value
$138.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BARON CAPITAL MANAGEMENT, INC.
CRD
110791
SEC file #
801-18656
EIN
000000000
DBA names
—

Economics

AUM
$5.76B
AUM band
$1B+
AUM trajectory
'20'26
$1.81B → $5.76B▲ +218%
Client mix
Other78
Individuals High Net Worth15
Pension Profit Sharing Plans9
Pooled Investment Vehicles7
Corporations6

Operations

Employees (total)
208
Advisory staff (per ADV)
44
Advisory staff (5-yr trend)
'20'26
38 advisors → 44 advisors▲ +16%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
State Streetlow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
10/30/2025
ADV-W filed at
—
Website
x.com/baronfunds

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BARON CAPITAL GROUP, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
12
Control Persons
BARON CAPITAL GROUP, INC.
BARON, RONALD, STEPHEN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:x.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
5
Form 5500 Total Compensation
3,336,217
Form 5500 Compensation Trajectory 3y
20252,081,061
20261,255,156
Form 5500 Plan Count Trajectory 3y
20253
20262
Schedule C Total Compensation
3,336,217
Schedule C Service Provider Rows
5

SEC EDGAR

Edgar Cik
0001739027
Edgar Registered
Yes
Edgar Filing Count
4
Edgar First Filing Date
2018-04-30
Edgar Last Filing Date
2023-06-23
Edgar Form D Count
4
Edgar Form D Offerings
2023-06-232023-06-23 · 0000950103-23-009187
2022-06-272022-06-27 · 0000950103-22-011278
Edgar Former Names
Baron Atlas Fund LP

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
State Street6
E*trade4
Bny Mellon2
Edgar Addresses
Mailing
C/O BARON CAPITAL MANAGEMENT, INC.767 FIFTH AVENUENEW YORK, NY 10153
Business
C/O BARON CAPITAL MANAGEMENT, INC.767 FIFTH AVENUENEW YORK, NY 10153
Edgar EIN
000000000
Edgar Recent Filings
D/A2023-06-23 · 0000950103-23-009187
D/A2022-06-27 · 0000950103-22-011278
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (10)

10
BARON, RONALD, STEPHEN
Direct Owner · 17.5%
13187
BARON, DAVID, ROBERT
Executive Officer · 2.5%
3245808
BARON, MICHAEL, R.
Executive Officer · 2.5%
4393612
BEASLEY, LOUIS, BARRETT
Executive Officer · 2.5%
3156061
GREENBERG, CLIFFORD
Executive Officer · 2.5%
2292041
NAGLER, ANITA, MARIE
Executive Officer · 2.5%
2503631
PATALINO, PATRICK, MICHAEL
Executive Officer · 2.5%
4481185
PECK, ANDREW, JOSHUA
Executive Officer · 2.5%
5348729
ROBBINS, SUSAN, JAN
Executive Officer · 2.5%
840688
TREGLIA, KRISTINE, F
Executive Officer · 2.5%
6384500