SourcingSourcing

JOHN A. WOLFE & ASSOCIATES, INC.

A69
CRD 110799·SEC 801-36076·PORTAGE, MI
AUM
$560.7M
$500M-$1B
Est. Revenue
$5.6M
@ 1% on AUM
Est. EBITDA
$1.7M
@ 30% margin
Est. Deal Value
$13.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
JOHN A. WOLFE & ASSOCIATES, INC.
CRD
110799
SEC file #
801-36076
EIN
—
DBA names
—

Economics

AUM
$560.7M
AUM band
$500M-$1B
AUM trajectory
'20'26
$435.8M → $560.7M▲ +29%
Client mix
Individuals Other271
Individuals High Net Worth175
Pension Profit Sharing Plans4

Operations

Employees (total)
3
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
1 advisors → 1 advisors▬ 0%
Primary office
PORTAGE MI
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
01/14/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WOLFE, JOHN, ANTHONY
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
WOLFE, JOHN, ANTHONY
DICKINSON, BETH, ELAINE
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
1218558
Trust Company Affiliate
No

People (2)

2
WOLFE, JOHN, ANTHONY
IAR · Direct Owner · 87.5%
1218558
DICKINSON, BETH, ELAINE
Executive Officer · 2.5%
2859731