SourcingSourcing

TOWLE & CO

B61
CRD 110862·SEC 801-16622·DENVER, CO
AUM
$473.7M
$100M-$500M
Est. Revenue
$4.7M
@ 1% on AUM
Est. EBITDA
$1.4M
@ 30% margin
Est. Deal Value
$11.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TOWLE & CO
CRD
110862
SEC file #
801-16622
EIN
431238562
DBA names
Towle & Co

Economics

AUM
$473.7M
AUM band
$100M-$500M
AUM trajectory
'20'26
$794.8M → $473.7M▼ -40%
Client mix
Individuals High Net Worth17
Charitable Organizations7
Pooled Investment Vehicles3
Investment Companies2
Pension Profit Sharing Plans1

Operations

Employees (total)
9
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
6 advisors → 4 advisors▼ -33%
Primary office
DENVER CO
Branches
Count3

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
towlefunds.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WISHWOOD, LLC
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
WISHWOOD, LLC
THE WOODY TRUST
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TOWLEFUNDS.COM
Rdap Domain Creation Date
2011-08-06T02:58:09Z
Rdap Firm Age Years
15
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
40,362
Form 5500 Compensation Trajectory 3y
202540,362
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
40,362
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001224014
Edgar Registered
Yes
Edgar Filing Count
196
Edgar First Filing Date
2003-03-21
Edgar Last Filing Date
2026-05-14
Edgar 13f Count
90
Edgar 13f Latest AUM Estimate
Filing Date2026-05-14
Accession0001224014-26-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
11
Bc Firm IAR Count
11
Custodian Candidates
Full
Pershing8
Goldman Sachs4
U.s. Bank4
E*trade4
Edgar Addresses
Mailing
720 S. COLORADO BLVD.SUITE 730SDENVER, CO 80246
Business
720 S. COLORADO BLVD.SUITE 730SDENVER, CO 80246
Edgar EIN
431238562
Edgar Recent Filings
13F-HR2026-05-14 · 0001224014-26-000003
13F-HR2026-02-12 · 0001224014-26-000002
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-08-06T02:58:09Z
Rdap Domain Last Changed
2025-08-06T16:32:49Z
Rdap Nameservers
Ns27.domaincontrol.comNs28.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
Yes

People (12)

12
TOWLE, CHRISTOPHER, DALY
IAR · Direct Owner · 37.5%
2654067
Barthelmess, Gabriel, Lukas
IAR · Executive Officer · 2.5%
7171562
SHIELDS, JAMES, MATTHEW
IAR · Executive Officer · 2.5%
6486927
MCMAHON, BROOKE, CONNORS
IAR · Executive Officer · 2.5%
7716951
HOPFENSPERGER, CARI, ANN
Executive Officer · 2.5%
5674708
PETER JAMES LEWIS
IAR
2139294
ADAMS, STEVEN, CRAIG
IAR
2627265
BRETT JONATHAN MEYER
IAR
5751547
KASTNER, DAVID, PATRICK
IAR
2321752
Douglas Bradley Peterson
IAR
6530643
Robert Bruce Reay
IAR
6438701
TREY J FARRER
IAR
7965889