SourcingSourcing

ORION INVESTMENT CO

B56
CRD 110867·SEC 801-32212·ST LOUIS, MO
AUM
$443.5M
$100M-$500M
Est. Revenue
$4.4M
@ 1% on AUM
Est. EBITDA
$1.3M
@ 30% margin
Est. Deal Value
$10.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ORION INVESTMENT CO
CRD
110867
SEC file #
801-32212
EIN
431237342
DBA names
—

Economics

AUM
$443.5M
AUM band
$100M-$500M
AUM trajectory
'20'26
$330.7M → $443.5M▲ +34%
Client mix
Individuals High Net Worth350
Individuals Other277
Corporations6

Operations

Employees (total)
6
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
ST LOUIS MO
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
06/26/2025
ADV-W filed at
—
Website
orioninvestmentco.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SAUER, FRED, NIESEN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
SAUER, FRED, NIESEN
SAUER, FREDERIC, GEORGE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ORIONINVESTMENTCO.COM
Rdap Domain Creation Date
2010-11-08T20:49:34Z
Rdap Firm Age Years
16
Rdap Firm Age Band
10-20y
Rdap Registrar
pair Networks, Inc. d/b/a pair Domains

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002033920
Edgar Registered
Yes
Edgar Filing Count
9
Edgar First Filing Date
2024-08-15
Edgar Last Filing Date
2026-05-12
Edgar 13f Count
8
Edgar 13f Latest AUM Estimate
Filing Date2026-05-12
Accession0002033920-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
3
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
7800 FORSYTH BLVD. SUITE 820ST. LOUIS, MO 63105
Business
7800 FORSYTH BLVD. SUITE 820ST. LOUIS, MO 63105
Edgar EIN
431237342
Edgar Recent Filings
13F-HR2026-05-12 · 0002033920-26-000002
13F-HR2026-02-11 · 0002033920-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-08T20:49:34Z
Rdap Domain Last Changed
2025-10-09T09:06:05Z
Rdap Nameservers
Dns4.pair.comNs9.ns0.com
Rdap Secure Dns Enabled
No
Rdap Status
Active
Top Owner CRD
1337452
Trust Company Affiliate
No

People (4)

4
SAUER, FRED, NIESEN
IAR · Direct Owner · 87.5%
1337452
SAUER, FREDERIC, GEORGE
IAR · Direct Owner · 17.5%
4825438
SEAN JOSEPH FLORENTIN
IAR
4841703
CHARLES JOHN MCENERY
IAR
4291567