SourcingSourcing

SASSER INVESTMENT MANAGEMENT, INC.

A74
CRD 110886·SEC 801-121873·BERKELEY, CA
AUM
$120.1M
$100M-$500M
Est. Revenue
$1.2M
@ 1% on AUM
Est. EBITDA
$360K
@ 30% margin
Est. Deal Value
$2.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SASSER INVESTMENT MANAGEMENT, INC.
CRD
110886
SEC file #
801-121873
EIN
—
DBA names
—

Economics

AUM
$120.1M
AUM band
$100M-$500M
AUM trajectory
'22'26
$135.7M → $120.1M▼ -11%
Client mix
Individuals High Net Worth119

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'22'26
2 advisors → 2 advisors▬ 0%
Primary office
BERKELEY CA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUMOther Compensation

Filings

Latest ADV filing
04/01/2026
ADV-W filed at
—
Website
sasserinvestments.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LONZO, THOMAS, JOSEPH
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
LONZO, THOMAS, JOSEPH
SASSER, BRADLEY, DAVID
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SASSERINVESTMENTS.COM
Rdap Domain Creation Date
2005-09-22T22:24:08Z
Rdap Firm Age Years
21
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Interactive Brokers2
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-09-22T22:24:08Z
Rdap Domain Last Changed
2024-07-24T06:50:59Z
Rdap Nameservers
Ns1.greengeeks.netNs2.greengeeks.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1081012
Trust Company Affiliate
No

People (6)

6
THOMAS JOSEPH LONZO
Direct Owner · 62.5%
1081012
BRADLEY DAVID SASSER
Direct Owner · 62.5%
1679157
MCCLINTIC, IAN, SCOTT
IAR
5741190
MCCLINTIC, SCOTT, DAVID
IAR
1517553
MCMILLAN, DANIEL, THOMAS
IAR
1554781
EARLY, RICHARD, DEAN
IAR
1324477