SourcingSourcing

CICCARELLI ADVISORY SERVICES INC

C43
CRD 110904·SEC 801-26103·NAPLES, FL
AUM
$1.59B
$1B+
Est. Revenue
$15.9M
@ 1% on AUM
Est. EBITDA
$4.8M
@ 30% margin
Est. Deal Value
$38.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CICCARELLI ADVISORY SERVICES INC
CRD
110904
SEC file #
801-26103
EIN
—
DBA names
—

Economics

AUM
$1.59B
AUM band
$1B+
AUM trajectory
'20'26
$874.9M → $1.59B▲ +81%
Client mix
Individuals Other3,007
Individuals High Net Worth546

Operations

Employees (total)
16
Advisory staff (per ADV)
13
Advisory staff (5-yr trend)
'20'26
8 advisors → 13 advisors▲ +63%
Primary office
NAPLES FL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisersEducational Seminars Workshops
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
11/13/2025
ADV-W filed at
—
Website
facebook.com/ciccarelliadvisoryservicesinc(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CICCARELLI, RAYMOND, FRANK
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
CICCARELLI, RAYMOND, FRANK
KANTOR, KIM, CICCARELLI
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:ciccarelli.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
10
Bc Firm Active IA Count
10
Bc Firm IAR Count
10
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
46859
Trust Company Affiliate
No

People (11)

11
CICCARELLI, RAYMOND, FRANK
IAR · Direct Owner · 62.5%
46859
KANTOR, KIM, CICCARELLI
IAR · Direct Owner · 62.5%
1106058
CICCARELLI, PAUL, FRANK
IAR · Executive Officer · 2.5%
2066191
RAPPS, JILL, CICCARELLI
IAR · Executive Officer · 2.5%
2094363
LOUIS KARL ALBENGA
Executive Officer · 2.5%
2646134
LYNN ANN FERRAINA
IAR
1662559
JASEN MICHAEL GILBERT
IAR
5242606
ANTHONY JOSEPH CURATOLO
IAR
58908
SAMANTHA R WEBSTER
IAR
4385886
STEVEN TROY MERKEL
IAR
2477573
JUDITH G ALEXANDER-WASLEY
IAR
5760889