SourcingSourcing

ERNST & YOUNG INVESTMENT ADVISERS LLP

C17
CRD 110921·SEC 801-48596·SECAUCUS, NJ
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ERNST & YOUNG INVESTMENT ADVISERS LLP
CRD
110921
SEC file #
801-48596
EIN
—
DBA names
—

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
Corporations30

Operations

Employees (total)
140
Advisory staff (per ADV)
140
Advisory staff (5-yr trend)
'20'26
190 advisors → 140 advisors▼ -26%
Primary office
SECAUCUS NJ
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPublication of periodicalsEducational Seminars Workshops
Fee basis
Hourly chargesFixed fees

Filings

Latest ADV filing
09/10/2025
ADV-W filed at
—
Website
ey.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ERNST & YOUNG U.S. LLP
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
ERNST & YOUNG U.S. LLP
DiLorenzo, Thomas, Michael
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
EY.COM
Rdap Domain Creation Date
1994-04-22T04:00:00Z
Rdap Firm Age Years
32
Rdap Firm Age Band
20+y
Rdap Registrar
SafeNames Ltd.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3882
Soi Zip Pct 200k Plus
0.1465
Soi Zip Returns 200k Plus
1,540
Soi Zip Total AGI
1,340,429
Fdic Zip Total Deposits
22,235,824,000
Fdic Zip Branch Count
314
Fdic Zip Top Banks
Haven Savings Bank
JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (23)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
50
Bc Firm IAR Count
50
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
Haven Savings BankSecaucus, NJ
Statewide Savings Bank, SLASecaucus, NJ
Fdic Zip HHI
953.05
Fdic Zip Top Bank Share Pct
15.64
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-23T04:00:00Z
Rdap Domain Last Changed
2026-04-10T10:30:05Z
Rdap Nameservers
Defrnrazdns01.ey.comDerusrazdns01.ey.comSgsinrazdns01.ey.comUsfwtrazdns01.ey.com
Rdap Secure Dns Enabled
Yes
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI24,796
Returns2,110
Stub 2
AGI59,385
Returns1,600
Stub 3
AGI94,348
Returns1,510
Soi Zip Total Business Income
27,184
Soi Zip Total Cap Gains
39,769
Soi Zip Total Dividends
15,690
Soi Zip Total Returns
10,510
Trust Company Affiliate
No

People (50)

50
DiLorenzo, Thomas, Michael
IAR · Executive Officer · 2.5%
4552206
DONALD ARTHUR CULP
IAR
2706977
DAVID JONATHAN DOUGLAS
IAR
4153185
ANDREW MICHAEL CLARKE
IAR
4191176
VINCENT ERWIN VILLANUEVA
IAR
4544567
MARTIN BEECHER LUSK
IAR
4311466
AARON CHERRY
IAR
4722730
GLADYS R GONZALEZ
IAR
6439643
Stephen Anthony Rienzi
IAR
7908665
Tania Borislavova Tomanova
IAR
6899144
VICTOR ROGER RIOS
IAR
4730023
LISA ANNA SPRINGS
IAR
5222234
JONATHAN FREJUSTE
IAR
5958251
MATTHEW LOUIS WEISMAN
IAR
5526690
JOHN PATRICK RUDDY
IAR
5478072
RASHRI Noter
IAR
5536080
Paul Raspitzi
IAR
5244775
KELLEY CHRISTINE DUVAL
IAR
5746694
KERRY LYNN JERIN
IAR
5925629
ADAM SAMUEL BERK
IAR
5897489
GUARIONEX NEGRON
IAR
6178352
Nadelly Cabrera
IAR
6178128
JOSEPH FRANCIS TALENTI
IAR
5460246
JULIZZA PENA
IAR
5585961
MONISHA KHADSE
IAR
5761757
MARY JEAN COHEN
IAR
5441420
DIANA MELYNA ROMEO
IAR
6153004
Susan Rose Bork
IAR
6745451
RICHARD SCOTT JENNINGS
IAR
2312430
Raymond Arthur Echevarria
IAR
2457031
MATTHEW THOMAS JOHNSON
IAR
2203948
DANIEL IRVIN GRABLE
IAR
2101530
ROBERT JOHN PORTER
IAR
2672625
TODD CHRISTOPHER HONEYCUTT
IAR
3174466
SILVANA CAROLINA Santiago
IAR
6439795
OLOF TOBIAS HENRIKSSON
IAR
3046604
DARLENE MARY CAREY
IAR
5616436
Zaydell Yazmin Caceres
IAR
7036415
DOROTHY GRACE TATTI
IAR
6300355
FRANCESCA HOPE STREB
IAR
5844581
FAIRBROOK, ROBERT, JOSEPH
IAR
1230592
Jonathan S Muina
IAR
8110738
AARON SIMON
IAR
7635289
Johan Maurits Oeyen
IAR
4437410
Nathaniel Dechant Adams
IAR
7989241
DAVID John SCHOLTEN
IAR
5053054
CHRISTOPHER RALPH WILLIAMS
IAR
2756155
George John Seakan
IAR
7036327
John William Komala
IAR
7404434
STEVEN MCCONKIE MORRILL
IAR
6544200