SourcingSourcing

COMPREHENSIVE FINANCIAL PLANNING, INC.

B58
CRD 110937·SEC 801-55646·EAST PETERSBURG, PA
AUM
$419.3M
$100M-$500M
Est. Revenue
$4.2M
@ 1% on AUM
Est. EBITDA
$1.3M
@ 30% margin
Est. Deal Value
$10.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
COMPREHENSIVE FINANCIAL PLANNING, INC.
CRD
110937
SEC file #
801-55646
EIN
232286563
DBA names
—

Economics

AUM
$419.3M
AUM band
$100M-$500M
AUM trajectory
'20'26
$122.3M → $419.3M▲ +243%
Client mix
Individuals Other456
Individuals High Net Worth110
Corporations6
Pension Profit Sharing Plans4
Charitable Organizations2

Operations

Employees (total)
6
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
5 advisors → 6 advisors▲ +20%
Primary office
EAST PETERSBURG PA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
05/13/2025
ADV-W filed at
—
Website
linkedin.com(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WALTERS, RICHARD, JOHN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
WALTERS, RICHARD, JOHN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
6
Form 5500 Total Compensation
391,638
Form 5500 Compensation Trajectory 3y
2025370,902
202620,736
Form 5500 Plan Count Trajectory 3y
20255
20261
Schedule C Total Compensation
391,638
Schedule C Service Provider Rows
6

SEC EDGAR

Edgar Cik
0002044855
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2025-01-29
Edgar Last Filing Date
2026-04-07
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-04-07
Accession0002044855-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2714
Soi Zip Pct 200k Plus
0.0536
Soi Zip Returns 200k Plus
150
Soi Zip Total AGI
226,425
Fdic Zip Total Deposits
3,505,010,000
Fdic Zip Branch Count
45
Fdic Zip Top Banks
Fulton Bank, National Association
Fulton Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
5995 LEMON STREETEAST PETERSBURG, PA 17520
Business
5995 LEMON STREETEAST PETERSBURG, PA 17520
Edgar EIN
232286563
Edgar Recent Filings
13F-HR2026-04-07 · 0002044855-26-000002
13F-HR2026-02-11 · 0002044855-26-000001
Fdic Zip Branches Raw
Meridian BankEast Petersburg, PA
Fulton BankEast Petersburg, PA
Fdic Zip HHI
5392.58
Fdic Zip Top Bank Share Pct
67.47
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI7,431
Returns650
Stub 2
AGI22,411
Returns600
Stub 3
AGI26,509
Returns430
Soi Zip Total Business Income
7,750
Soi Zip Total Cap Gains
5,193
Soi Zip Total Dividends
4,009
Soi Zip Total Returns
2,800
Top Owner CRD
864624
Trust Company Affiliate
No

People (6)

6
WALTERS, RICHARD, JOHN
IAR · Direct Owner · 87.5%
864624
DAMON PAUL HELLER
IAR
4301583
WENDEL LEE KING
IAR
5088887
BROOKE WILLIAMSON HERR
IAR
727741
MICHAEL VINCENT KOWALICK
IAR
4924820
PATRICK JOSEPH CLOONAN
IAR
2815853