SourcingSourcing

BRADFORD FINANCIAL CENTER

A66
CRD 110953·SEC 801-68117·CLARION, IA
AUM
$229.7M
$100M-$500M
Est. Revenue
$2.3M
@ 1% on AUM
Est. EBITDA
$689K
@ 30% margin
Est. Deal Value
$5.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BRADFORD FINANCIAL CENTER
CRD
110953
SEC file #
801-68117
EIN
—
DBA names
—

Economics

AUM
$229.7M
AUM band
$100M-$500M
AUM trajectory
'20'26
$147.5M → $229.7M▲ +56%
Client mix
Individuals Other597
Individuals High Net Worth102
Corporations11

Operations

Employees (total)
26
Advisory staff (per ADV)
14
Advisory staff (5-yr trend)
'20'26
19 advisors → 14 advisors▼ -26%
Primary office
CLARION IA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
bradfordfinancialcenter.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BRADFORD GROUP, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
BRADFORD GROUP, INC.
TAUSZ, JAMES, WILLIAM
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BRADFORDFINANCIALCENTER.COM
Rdap Domain Creation Date
2000-08-22T22:14:08Z
Rdap Firm Age Years
26
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2222
Soi Zip Pct 200k Plus
0.0654
Soi Zip Returns 200k Plus
100
Soi Zip Total AGI
120,464
Fdic Zip Total Deposits
4,497,942,000
Fdic Zip Branch Count
126
Fdic Zip Top Banks
First Citizens National Bank
First Citizens Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (23)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
7
Bc Firm Active IA Count
8
Bc Firm IAR Count
8
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Brenton Bank and Trust CompanyClarion, IA
First National BankClarion, IA
Fdic Zip HHI
2733.3
Fdic Zip Top Bank Share Pct
38.46
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-08-22T22:14:08Z
Rdap Domain Last Changed
2024-08-23T11:57:35Z
Rdap Nameservers
Ns71.domaincontrol.comNs72.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI5,232
Returns380
Stub 2
AGI15,068
Returns390
Stub 3
AGI16,440
Returns270
Soi Zip Total Business Income
3,476
Soi Zip Total Cap Gains
7,266
Soi Zip Total Dividends
2200
Soi Zip Total Returns
1,530
Trust Company Affiliate
No

People (8)

8
TAUSZ, JAMES, WILLIAM
IAR · Direct Owner · 87.5%
442956
LARRY LEE PICKARD
IAR
5361624
BRANDON REW WALKER
IAR
5207833
JEROME BARBER MOORE
IAR
2728254
SHALLON JEAN WEIS
IAR
4364513
MARTY WILLIAM SCHIMP
IAR
2074926
Carlton Herman DeWall
IAR
7287622
DAVID STANTON
IAR
6739619