SourcingSourcing

VOYA INVESTMENTS, LLC

C42
CRD 111091·SEC 801-48282·SCOTTSDALE, AZ
AUM
$59.48B
$1B+
Est. Revenue
$594.8M
@ 1% on AUM
Est. EBITDA
$178.5M
@ 30% margin
Est. Deal Value
$1.43B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
VOYA INVESTMENTS, LLC
CRD
111091
SEC file #
801-48282
EIN
816023169
DBA names
—

Economics

AUM
$59.48B
AUM band
$1B+
AUM trajectory
'20'26
$81.80B → $59.48B▼ -27%
Client mix
Investment Companies107

Operations

Employees (total)
104
Advisory staff (per ADV)
71
Advisory staff (5-yr trend)
'20'26
135 advisors → 71 advisors▼ -47%
Primary office
SCOTTSDALE AZ
Branches
—

Custodian & Brokerage

Primary custodian
BNY Mellonlow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/company/19460(social)

Compliance

Disclosures (firm)
4
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
VOYA FUNDS SERVICES, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
VOYA FUNDS SERVICES, LLC
FALGOUT, HUEY, PAUL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:voya.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
11
Form 5500 Total Compensation
401,116
Form 5500 Compensation Trajectory 3y
2025335,509
202665,607
Form 5500 Plan Count Trajectory 3y
20259
20262
Schedule C Total Compensation
401,116
Schedule C Service Provider Rows
11

SEC EDGAR

Edgar Cik
0001125727
Edgar Registered
Yes
Edgar Filing Count
136
Edgar First Filing Date
2000-11-14
Edgar Last Filing Date
2026-04-29
Edgar 13f Count
110
Edgar 13f Latest AUM Estimate
Filing Date2026-04-29
Accession0001125727-26-000012

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Bny Mellon4
E*trade4
State Street2
Edgar Addresses
Mailing
PO BOX 30918BILLINGS, MT 59116
Business
401 NORTH 31ST STREETBILLINGS, MT 59101
Edgar EIN
816023169
Edgar Recent Filings
13F-HR2026-04-29 · 0001125727-26-000012
13F-HR2026-01-29 · 0001125727-26-000009
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (5)

5
FALGOUT, HUEY, PAUL
Executive Officer · 2.5%
2244652
MCKENNA, ERICA, NMN
Executive Officer · 2.5%
7620703
NASH, JONATHAN, DOV
Executive Officer · 2.5%
2337820
POTESTA, TIFFANI, ANNE
Executive Officer · 2.5%
4042592
WILLINGHAM, CATRINA, NMN
Executive Officer · 2.5%
7025979