SourcingSourcing

FIRST FIDUCIARY INVESTMENT COUNSEL INC

C50
CRD 111144·SEC 801-11685·CLEVELAND, OH
AUM
$565.5M
$500M-$1B
Est. Revenue
$5.7M
@ 1% on AUM
Est. EBITDA
$1.7M
@ 30% margin
Est. Deal Value
$13.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FIRST FIDUCIARY INVESTMENT COUNSEL INC
CRD
111144
SEC file #
801-11685
EIN
341654701
DBA names
—

Economics

AUM
$565.5M
AUM band
$500M-$1B
AUM trajectory
'20'26
$535.4M → $565.5M▲ +6%
Client mix
Individuals High Net Worth173
Individuals Other91
Charitable Organizations5
Corporations3
Pension Profit Sharing Plans2

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
CLEVELAND OH
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
firstfiduciary.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ANDERSON, MARY, FRANCES
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
ANDERSON, MARY, FRANCES
HENRY, WILLIAM, STONE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FIRSTFIDUCIARY.COM
Rdap Domain Creation Date
1996-10-23T04:00:00Z
Rdap Firm Age Years
30
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001072843
Edgar Registered
Yes
Edgar Filing Count
112
Edgar First Filing Date
1999-05-19
Edgar Last Filing Date
2026-05-01
Edgar 13f Count
109
Edgar 13f Latest AUM Estimate
Filing Date2026-05-01
Accession0001072843-26-000004
Edgar Former Names
FIRST FIDUCIARY INVESTMENT COUNSEL INC

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Wells Fargo1
Morgan Stanley1
Edgar Addresses
Mailing
6100 OAK TREE BLVDSUITE 185CLEVELAND, OH 44131
Business
6100 OAK TREE BLVDSUITE 185CLEVELAND, OH 44131
Edgar EIN
341654701
Edgar Recent Filings
13F-HR2026-05-01 · 0001072843-26-000004
13F-HR2026-01-30 · 0001072843-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-10-22T04:00:00Z
Rdap Domain Last Changed
2023-10-17T04:34:02Z
Rdap Nameservers
A.dns.hostway.netB.dns.hostway.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
4369629
Trust Company Affiliate
No

People (4)

4
ANDERSON, MARY, FRANCES
IAR · Direct Owner · 62.5%
4369629
HENRY, WILLIAM, STONE
IAR · Direct Owner · 62.5%
5630947
COLLINS, LAURA, ANN
IAR · Executive Officer · 2.5%
7869044
ANDREW JOSEPH GIVENS
IAR
7420151