OKABENA INVESTMENT SERVICES INC

C30
CRD 111162·SEC 801-47929·MINNEAPOLIS, MN
AUM
$2.12B
$1B+
Est. Revenue
$21.2M
@ 1% on AUM
Est. EBITDA
$6.4M
@ 30% margin
Est. Deal Value
$50.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
OKABENA INVESTMENT SERVICES INC
CRD
111162
SEC file #
801-47929
EIN
000000000
DBA names

Economics

AUM
$2.12B
AUM band
$1B+
AUM trajectory
'20'26
$1.38B → $2.12B▲ +54%
Client mix
Individuals High Net Worth125
Pooled Investment Vehicles12
Charitable Organizations11

Operations

Employees (total)
18
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'20'26
6 advisors → 8 advisors▲ +33%
Primary office
MINNEAPOLIS MN
Branches

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
03/27/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
OKABENA COMPANY
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
OKABENA COMPANY
DAYTON, TOBIN, JACKSON
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
OKABENA.COM
Rdap Domain Creation Date
1997-06-14T04:00:00Z
Rdap Firm Age Years
29
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001544788
Edgar Registered
Yes
Edgar Filing Count
15
Edgar First Filing Date
2012-03-28
Edgar Last Filing Date
2026-03-06
Edgar Form D Count
15
Edgar Form D Offerings
2026-03-062026-03-06 · 0001544788-26-000001
2025-03-242025-03-24 · 0001544788-25-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab60
Wells Fargo19
E*trade5
Interactive Brokers4
Northern Trust4
Edgar Addresses
Mailing
1800 IDS CENTER80 SOUTH EIGHTH STREETMINNEAPOLIS, MN 55402-4523
Business
1800 IDS CENTER80 SOUTH EIGHTH STREETMINNEAPOLIS, MN 55402-4523
Edgar EIN
000000000
Edgar Recent Filings
D/A2026-03-06 · 0001544788-26-000001
D/A2025-03-24 · 0001544788-25-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-06-13T04:00:00Z
Rdap Domain Last Changed
2024-12-16T17:39:12Z
Rdap Nameservers
Dahlia.ns.cloudflare.comMike.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No