DOCK STREET ASSET MANAGEMENT INC

CRD

111163

SEC file #

801-43547

EIN

061358369

DBA names

—

Economics

AUM

$1.11B

AUM band

$1B+

AUM trajectory

'20 · $380.6M

'21 · $457.3M

'22 · $693.5M

'23 · $693.5M

'25 · $905.8M

'26 · $1.11B

'20'26

$380.6M → $1.11B▲ +192%

sec adv history

Client mix

Individuals High Net Worth	90
Individuals Other	87
Charitable Organizations	1

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 2 advisors

'21 · 3 advisors

'22 · 3 advisors

'23 · 3 advisors

'25 · 4 advisors

'26 · 4 advisors

'20'26

2 advisors → 4 advisors▲ +100%

sec adv history

Primary office

PALM BEACH FL

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Portfolio mgmt — individualsPortfolio mgmt — businesses

Fee basis

% of AUM

Filings

Latest ADV filing

03/30/2026

ADV-W filed at

—

Website

dockstreet.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

OGDEN, DANIEL, ALBERT

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

OGDEN, DANIEL, ALBERT

OGDEN, SPENCER, J

Solo Advisor Indicator

Succession Risk Solo Owner

Yes

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

DOCKSTREET.COM

Rdap Domain Creation Date

2015-01-17T19:36:23Z

Rdap Firm Age Years

Rdap Firm Age Band

10-20y

Rdap Registrar

Name106, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0001172779

Edgar Registered

Yes

Edgar Filing Count

104

Edgar First Filing Date

2002-05-15

Edgar Last Filing Date

2026-04-20

Edgar 13f Count

103

Edgar 13f Latest AUM Estimate

Filing Date2026-04-20

Accession0001172779-26-000002

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
E*trade	4

adv brochure

Edgar Addresses

Mailing

2875 SOUTH OCEAN BLVD., STE. 200-46PALM BEACH, FL 33480

Business

2875 SOUTH OCEAN BLVD., STE. 200-46PALM BEACH, FL 33480

Edgar EIN

061358369

Edgar Recent Filings

13F-HR2026-04-20 · 0001172779-26-000002

13F-HR2026-01-15 · 0001172779-26-000001

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2028-01-17T19:36:23Z

Rdap Domain Last Changed

2025-06-13T01:06:04Z

Rdap Nameservers

Ns1141.dns.dyn.comNs2146.dns.dyn.comNs3178.dns.dyn.comNs4175.dns.dyn.com

Rdap Secure Dns Enabled

Rdap Status

Client Transfer Prohibited

Top Owner CRD

1566916

Trust Company Affiliate