SourcingSourcing

FOUNDERS CAPITAL MANAGEMENT INC

B64
CRD 111164·SEC 801-48364·HOUSTON, TX
AUM
$281.8M
$100M-$500M
Est. Revenue
$2.8M
@ 1% on AUM
Est. EBITDA
$845K
@ 30% margin
Est. Deal Value
$6.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FOUNDERS CAPITAL MANAGEMENT INC
CRD
111164
SEC file #
801-48364
EIN
760456940
DBA names
—

Economics

AUM
$281.8M
AUM band
$100M-$500M
AUM trajectory
'20'26
$168.0M → $281.8M▲ +68%
Client mix
Individuals High Net Worth68
Individuals Other62

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
3 advisors → 2 advisors▼ -33%
Primary office
HOUSTON TX
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
02/19/2026
ADV-W filed at
—
Website
founderscapital.net

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BUCE, LUCINDA, PERRY
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
BUCE, LUCINDA, PERRY
BUCE, MELISSA, KATHRYN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FOUNDERSCAPITAL.NET
Rdap Domain Creation Date
2000-09-06T21:48:11Z
Rdap Firm Age Years
26
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001704300
Edgar Registered
Yes
Edgar Filing Count
38
Edgar First Filing Date
2017-05-09
Edgar Last Filing Date
2026-04-21
Edgar 13f Count
36
Edgar 13f Latest AUM Estimate
Filing Date2026-04-21
Accession0001704300-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
4400 POST OAK PARKWAYSTE 2530HOUSTON, TX 77027
Business
4400 POST OAK PARKWAYSTE 2530HOUSTON, TX 77027
Edgar EIN
760456940
Edgar Recent Filings
13F-HR2026-04-21 · 0001704300-26-000002
13F-HR2026-01-15 · 0001704300-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-09-06T21:48:11Z
Rdap Domain Last Changed
2025-07-08T07:08:24Z
Rdap Nameservers
Ns59.worldnic.comNs60.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
860256
Trust Company Affiliate
No

People (4)

4
BUCE, LUCINDA, PERRY
IAR · Direct Owner · 87.5%
860256
OLIVER, WILL, ROBERT
IAR · Direct Owner · 87.5%
7041173
BUCE, MELISSA, KATHRYN
Direct Owner · 87.5%
8227142
WALTER, JAMES, LINCOLN
IAR · Direct Owner · 37.5%
2265342