SourcingSourcing

HARBOUR INVESTMENT MANAGEMENT L.L.C.

C43
CRD 111166·SEC 801-39540·EDMONDS, WA
AUM
$381.6M
$100M-$500M
Est. Revenue
$3.8M
@ 1% on AUM
Est. EBITDA
$1.1M
@ 30% margin
Est. Deal Value
$9.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HARBOUR INVESTMENT MANAGEMENT L.L.C.
CRD
111166
SEC file #
801-39540
EIN
912093427
DBA names
—

Economics

AUM
$381.6M
AUM band
$100M-$500M
AUM trajectory
'20'26
$290.5M → $381.6M▲ +31%
Client mix
Individuals Other99
Individuals High Net Worth78
Charitable Organizations6

Operations

Employees (total)
6
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
3 advisors → 5 advisors▲ +67%
Primary office
EDMONDS WA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/10/2026
ADV-W filed at
—
Website
harbourinvest.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PACIFIC HARBOUR ADVISORS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
PACIFIC HARBOUR ADVISORS, LLC
BERKENHOFF, ERIKA, LYNNE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HARBOURINVEST.COM
Rdap Domain Creation Date
2005-04-25T18:11:33Z
Rdap Firm Age Years
21
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
72,100
Form 5500 Compensation Trajectory 3y
202572,100
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
72,100
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001275880
Edgar Registered
Yes
Edgar Filing Count
113
Edgar First Filing Date
2004-01-14
Edgar Last Filing Date
2026-04-23
Edgar 13f Count
111
Edgar 13f Latest AUM Estimate
Filing Date2026-04-23
Accession0001275880-26-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Charles Schwab7
E*trade4
Edgar Addresses
Mailing
152 3RD AVE S STE 103BEDMONDS, WA 98020
Business
152 3RD AVE S STE 103BEDMONDS, WA 98020
Edgar EIN
912093427
Edgar Recent Filings
13F-HR2026-04-23 · 0001275880-26-000003
13F-HR2026-02-12 · 0001275880-26-000002
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-25T18:11:33Z
Rdap Domain Last Changed
2026-04-06T16:27:48Z
Rdap Nameservers
Ns39.worldnic.comNs40.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (5)

5
BERKENHOFF, ERIKA, LYNNE
IAR · Direct Owner · 7.5%
2681179
SHAH, AALOK, KIRIT
IAR · Executive Officer · 2.5%
3244464
Hepburn, Carrie, Anne
IAR
6669044
Alvin Dohyun Kwak
IAR
8069669
MICHAEL LEE GILL-MORE
IAR
3268408