SourcingSourcing

SSGA FUNDS MANAGEMENT, INC.

C21
CRD 111242·SEC 801-60103·BOSTON, MA
AUM
$1420.65B
$1B+
Est. Revenue
$14.21B
@ 1% on AUM
Est. EBITDA
$4.26B
@ 30% margin
Est. Deal Value
$34.10B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SSGA FUNDS MANAGEMENT, INC.
CRD
111242
SEC file #
801-60103
EIN
981130583
DBA names
—

Economics

AUM
$1420.65B
AUM band
$1B+
AUM trajectory
'20'26
$481.27B → $1420.65B▲ +195%
Client mix
Investment Companies264
Other51
Pooled Investment Vehicles16
Pension Profit Sharing Plans8

Operations

Employees (total)
241
Advisory staff (per ADV)
220
Advisory staff (5-yr trend)
'20'26
206 advisors → 220 advisors▲ +7%
Primary office
BOSTON MA
Branches
—

Custodian & Brokerage

Primary custodian
State Streetmedium confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businessesPension consulting
Fee basis
% of AUM

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
STATE STREET GLOBAL ADVISORS, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
14
Control Persons
STATE STREET GLOBAL ADVISORS, INC.
ALBERICI, MARK, F
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Compensation Trajectory 3y
20250
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001593909
Edgar Registered
Yes
Edgar Filing Count
4
Edgar First Filing Date
2014-01-13
Edgar Last Filing Date
2016-08-09
Edgar Form D Count
4
Edgar Form D Offerings
2016-08-092016-08-09 · 0001593909-16-000002
2015-08-122015-08-12 · 0001593909-15-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Window
State Street15
Shareholders Service Group2
Full
State Street124
Shareholders Service Group26
Northern Trust4
E*trade4
Edgar Addresses
Mailing
STATE STREET FINANCIAL CENTERONE LINCOLN STREETBOSTON, MA 02111
Business
STATE STREET FINANCIAL CENTERONE LINCOLN STREETBOSTON, MA 02111
Edgar EIN
981130583
Edgar Recent Filings
D/A2016-08-09 · 0001593909-16-000002
D/A2015-08-12 · 0001593909-15-000001
Fee Schedule
Bracket Viii75
Bracket X16
Bracket Xii8
Bracket I0
Bracket Ii0
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (13)

13
MARK F ALBERICI
Executive Officer · 2.5%
3223458
Amoa, Apeawusu, K
Executive Officer · 2.5%
7711546
Allison Hathhorn Bonds Mazza
Executive Officer · 2.5%
4439495
CARPENTER, ANN, M
Executive Officer · 2.5%
6329553
FERRARELLI, JAMES
Executive Officer · 2.5%
6961735
Hamm, Steven, Thomas
Executive Officer · 2.5%
7769965
BRIAN LEONARD HARRIS
Executive Officer · 2.5%
5599152
DAVID ROBBINS IRELAND
Executive Officer · 2.5%
6286908
JEANNE MARIE LAPORTA
Executive Officer · 2.5%
5946908
O'MALLEY, SEAN
Executive Officer · 2.5%
5875973
TUCKER, JOHN, A
Executive Officer · 2.5%
7000761
Urman, David
Executive Officer · 2.5%
7352903
CORBETT, TIMOTHY, PAUL
Executive Officer · 2.5%
7159381