SourcingSourcing

SUMMIT PORTFOLIO MANAGEMENT LLC

B62
CRD 111243·SEC 801-46423·LAS VEGAS, NV
AUM
$214.0M
$100M-$500M
Est. Revenue
$2.1M
@ 1% on AUM
Est. EBITDA
$642K
@ 30% margin
Est. Deal Value
$5.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SUMMIT PORTFOLIO MANAGEMENT LLC
CRD
111243
SEC file #
801-46423
EIN
881944815
DBA names
—

Economics

AUM
$214.0M
AUM band
$100M-$500M
AUM trajectory
'20'26
$103.7M → $214.0M▲ +106%
Client mix
Individuals Other57
Individuals High Net Worth56

Operations

Employees (total)
5
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
1 advisors → 5 advisors▲ +400%
Primary office
LAS VEGAS NV
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
linkedin.com/in/timothy-bock-83725415(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BOCK, TIMOTHY, FRANCIS
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
BOCK, TIMOTHY, FRANCIS
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:summitportfolio.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001934403
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2022-06-21
Edgar Last Filing Date
2022-06-21
Edgar Form D Count
1
Edgar Form D Offerings
2022-06-212022-06-21 · 0001934403-22-000001

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1816
Soi Zip Pct 200k Plus
0.0631
Soi Zip Returns 200k Plus
810
Soi Zip Total AGI
1,713,930
Fdic Zip Total Deposits
17,165,914,000
Fdic Zip Branch Count
156
Fdic Zip Top Banks
Bank of America, National Association
JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
14019 ROCKFORD ROADPLYMOUTH, MN 55447
Business
104 SUMMIT STREETROSSVILLE, GA 30741
Edgar EIN
881944815
Edgar Recent Filings
D2022-06-21 · 0001934403-22-000001
Fdic Zip Branches Raw
Washington Mutual Bank, FALas Vegas, NV
California Federal BankLas Vegas, NV
Fdic Zip HHI
3325.61
Fdic Zip Top Bank Share Pct
54.9
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI47,119
Returns3,550
Stub 2
AGI132,586
Returns3,600
Stub 3
AGI128,542
Returns2,090
Soi Zip Total Business Income
33,593
Soi Zip Total Cap Gains
322,257
Soi Zip Total Dividends
109,759
Soi Zip Total Returns
12,830
Top Owner CRD
1031820
Trust Company Affiliate
No

People (5)

5
BOCK, TIMOTHY, FRANCIS
IAR · Direct Owner · 87.5%
1031820
Matthew Wayne Ravenscroft
IAR
7054836
Fionn Peter Allen
IAR
8240532
Remington Conte
IAR
7884734
Brandon Andres Cruz
IAR
7130338