SourcingSourcing

FRANKLIN ADVISORY SERVICES, LLC

C37
CRD 111361·SEC 801-51967·SAN MATEO, CA
AUM
$14.07B
$1B+
Est. Revenue
$140.7M
@ 1% on AUM
Est. EBITDA
$42.2M
@ 30% margin
Est. Deal Value
$337.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FRANKLIN ADVISORY SERVICES, LLC
CRD
111361
SEC file #
801-51967
EIN
200628947
DBA names
—

Economics

AUM
$14.07B
AUM band
$1B+
AUM trajectory
'20'26
$3.01B → $14.07B▲ +367%
Client mix
Pooled Investment Vehicles36
Investment Companies30

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
5 advisors → 2 advisors▼ -60%
Primary office
SAN MATEO CA
Branches
—

Custodian & Brokerage

Primary custodian
E*Trademedium confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehicles
Fee basis
% of AUM

Filings

Latest ADV filing
12/19/2025
ADV-W filed at
—
Website
facebook.com/franklintempleton(social)

Compliance

Disclosures (firm)
3
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FRANKLIN ADVISERS, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
FRANKLIN ADVISERS, INC.
O'CONNOR, PATRICK, HUGH EDWARD
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:franklin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001581833
Edgar Registered
Yes
Edgar Filing Count
53
Edgar First Filing Date
2013-07-23
Edgar Last Filing Date
2026-05-08
Edgar 13f Count
8
Edgar 13f Latest AUM Estimate
Filing Date2016-11-14
Accession0001172661-16-004289
Edgar Former Names
Forethought Investment Advisors, LLC

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Window
E*trade1
Full
E*trade5
Fidelity1
Edgar Addresses
Mailing
10 WEST MARKET STREETSUITE 2300INDIANAPOLIS, IN 46204
Business
10 WEST MARKET STREETSUITE 2300INDIANAPOLIS, IN 46204
Edgar EIN
200628947
Edgar Recent Filings
13F-NT2026-05-08 · 0001172661-26-001624
13F-NT2026-01-21 · 0001172661-26-000234
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
104517
Trust Company Affiliate
Yes

People (5)

5
FRANKLIN ADVISERS, INC.
Direct Owner · 87.5%
104517
O'CONNOR, PATRICK, HUGH EDWARD
Executive Officer · 2.5%
1969161
AVIGDOR, LEEOR, PAUL
Executive Officer · 2.5%
4702532
JENSEN, FRED, STEVEN
Executive Officer · 2.5%
3203649
MERCHANT, THOMAS, CLIFTON
Executive Officer · 2.5%
3126886