SourcingSourcing

NORTHERN CAPITAL MANAGEMENT, INC.

B51
CRD 111379·SEC 801-44942·SPOKANE, WA
AUM
$526.7M
$500M-$1B
Est. Revenue
$5.3M
@ 1% on AUM
Est. EBITDA
$1.6M
@ 30% margin
Est. Deal Value
$12.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NORTHERN CAPITAL MANAGEMENT, INC.
CRD
111379
SEC file #
801-44942
EIN
911548437
DBA names
—

Economics

AUM
$526.7M
AUM band
$500M-$1B
AUM trajectory
'20'26
$281.4M → $526.7M▲ +87%
Client mix
Individuals Other577
Individuals High Net Worth142
Corporations13

Operations

Employees (total)
11
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'20'26
6 advisors → 8 advisors▲ +33%
Primary office
SPOKANE WA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed feesOther Compensation

Filings

Latest ADV filing
03/12/2026
ADV-W filed at
—
Website
northernwelcome.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WILSON, JAMES, KARL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
WILSON, JAMES, KARL
WARNER, MICHELLE, LYNN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
NORTHERNWELCOME.COM
Rdap Domain Creation Date
2016-10-10T18:22:37Z
Rdap Firm Age Years
10
Rdap Firm Age Band
10-20y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
3
Form 5500 Total Compensation
148,726
Form 5500 Compensation Trajectory 3y
2025148,726
Form 5500 Plan Count Trajectory 3y
20253
Schedule C Total Compensation
148,726
Schedule C Service Provider Rows
3

SEC EDGAR

Edgar Cik
0001581794
Edgar Registered
Yes
Edgar Filing Count
24
Edgar First Filing Date
2021-02-11
Edgar Last Filing Date
2026-05-13
Edgar 13f Count
22
Edgar 13f Latest AUM Estimate
Filing Date2026-05-13
Accession0001581794-26-000004

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
10
Bc Firm IAR Count
10
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
2700 S. SOUTHEAST BLVD.STE 205SPOKANE, WA 99223
Business
2700 S. SOUTHEAST BLVD.STE 205SPOKANE, WA 99223
Edgar EIN
911548437
Edgar Recent Filings
13F-HR2026-05-13 · 0001581794-26-000004
13F-HR2026-02-03 · 0001581794-26-000002
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-10-10T18:22:37Z
Rdap Domain Last Changed
2026-01-30T19:40:45Z
Rdap Nameservers
Dns1.p05.nsone.netDns2.p05.nsone.netDns3.p05.nsone.netDns4.p05.nsone.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1771833
Trust Company Affiliate
No

People (11)

11
WILSON, JAMES, KARL
IAR · Direct Owner · 87.5%
1771833
WARNER, MICHELLE, LYNN
IAR · Direct Owner · 17.5%
3042903
SILVA, LAURIE, JO
IAR · Executive Officer · 2.5%
2710539
ISOTALO, JENNIFER, Lynn
Executive Officer · 2.5%
5265053
Logan Gregory Jones
IAR
7793019
Ethyn J Killinger
IAR
7967515
MOLLY JO CHASE
IAR
4664622
LAURA ELIZABETH HAIL
IAR
5007827
DAVID B HOLLOWAY
IAR
4419768
EMILY JEAN PAUKERT
IAR
7609878
Matthew Antonio Porras
IAR
7963857