LEGACY CAPITAL GROUP CALIFORNIA, INC.
B54
CRD 111436·SEC 801-69566·LOS GATOS, CA
AUM
$535.7M
$500M-$1B
Est. Revenue
$5.4M
@ 1% on AUM
Est. EBITDA
$1.6M
@ 30% margin
Est. Deal Value
$12.9M
@ 8× EBITDA
Identity
Registrations & legal identity
Economics
AUM trajectory
'20 · $317.6M
'21 · $317.7M
'22 · $345.1M
'23 · $455.2M
'25 · $608.4M
'26 · $535.7M
'20'26
$317.6M → $535.7M▲ +69%
Client mix
| Individuals High Net Worth | 155 |
| Pension Profit Sharing Plans | 30 |
| Corporations | 26 |
| Charitable Organizations | 17 |
| Pooled Investment Vehicles | 3 |
Operations
Advisory staff (5-yr trend)
'20 · 7 advisors
'21 · 8 advisors
'22 · 3 advisors
'23 · 5 advisors
'25 · 4 advisors
'26 · 3 advisors
'20'26
7 advisors → 3 advisors▼ -57%
Branches
—
Custodian & Brokerage
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPension consulting
Filings
ADV-W filed at
—
Compliance
Trademark
—
Additional signalsExpand ▾
Ownership & succession ★
Who controls the firm + pre-computed succession flags
Availability / M&A ★
Already-acquired = skip; deal comps
Web presence ★
Stale website = winding down
Retirement-plan book (Form 5500) ★
401(k)/plan business — cross-sell value
SEC EDGAR
Compliance & brand
All other collected signals (12)
Everything else we've pulled for this record, not yet curated into a section.
Edgar Addresses
Mailing
459 MONTEREY AVENUESUITE 100LOS GATOS, CA 95030
Business
459 MONTEREY AVENUESUITE 100LOS GATOS, CA 95030
Edgar Recent Filings
13F-HR2026-05-04 · 0001765380-26-000145
13F-HR2026-01-28 · 0001765380-26-000054