SourcingSourcing

YON DRAKE & ASSOCIATES INC

A66
CRD 111491·SEC 801-49757·COLUMBIA, SC
AUM
$304.7M
$100M-$500M
Est. Revenue
$3.0M
@ 1% on AUM
Est. EBITDA
$914K
@ 30% margin
Est. Deal Value
$7.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
YON DRAKE & ASSOCIATES INC
CRD
111491
SEC file #
801-49757
EIN
—
DBA names
—

Economics

AUM
$304.7M
AUM band
$100M-$500M
AUM trajectory
'20'26
$1.31B → $304.7M▼ -77%
Client mix
—

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
COLUMBIA SC
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Pension consultingSelection of other advisersOther Advisory Services
Fee basis
% of AUM

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
yondrake.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DRAKE, MICHAEL, CHARLES
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
DRAKE, MICHAEL, CHARLES
YON, DAVID, ARTHUR
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
YONDRAKE.COM
Rdap Domain Creation Date
1999-08-06T05:23:37Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-08-06T05:23:29Z
Rdap Domain Last Changed
2025-08-07T11:03:37Z
Rdap Nameservers
Ns17.domaincontrol.comNs18.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1201321
Trust Company Affiliate
No

People (2)

2
DRAKE, MICHAEL, CHARLES
IAR · Direct Owner · 62.5%
1201321
YON, DAVID, ARTHUR
IAR · Direct Owner · 62.5%
1084982