SourcingSourcing

HECKMAN FINANCIAL & INSURANCE SERVICES, INC.

A65
CRD 111549·SEC 801-132732·SAN JOSE, CA
AUM
$116.4M
$100M-$500M
Est. Revenue
$1.2M
@ 1% on AUM
Est. EBITDA
$349K
@ 30% margin
Est. Deal Value
$2.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HECKMAN FINANCIAL & INSURANCE SERVICES, INC.
CRD
111549
SEC file #
801-132732
EIN
—
DBA names
—

Economics

AUM
$116.4M
AUM band
$100M-$500M
AUM trajectory
'25'26
$114.4M → $116.4M▲ +2%
Client mix
Individuals Other218
Individuals High Net Worth65
Pension Profit Sharing Plans15
Corporations6
Charitable Organizations1

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'25'26
4 advisors → 4 advisors▬ 0%
Primary office
SAN JOSE CA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
worrylesswealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HECKMAN, ERIC, RAY
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
HECKMAN, ERIC, RAY
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
WORRYLESSWEALTH.COM
Rdap Domain Creation Date
2011-02-01T07:34:36Z
Rdap Firm Age Years
15
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-01T07:34:36Z
Rdap Domain Last Changed
2026-02-02T18:17:20Z
Rdap Nameservers
Ns67.domaincontrol.comNs68.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2220911
Trust Company Affiliate
No

People (5)

5
HECKMAN, ERIC, RAY
IAR · Direct Owner · 87.5%
2220911
Harpal Sangha
IAR
8228007
KEVIN RAY MCCLELLAND
IAR
5446055
ROGER LEE GAINER
IAR
1921135
WILLIAM JOHN SMITHERS
IAR
2047541