SourcingSourcing

LGT FINANCIAL ADVISORS LLC

C29
CRD 111575·SEC 801-77833·DALLAS, TX
AUM
$456.1M
$100M-$500M
Est. Revenue
$4.6M
@ 1% on AUM
Est. EBITDA
$1.4M
@ 30% margin
Est. Deal Value
$10.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LGT FINANCIAL ADVISORS LLC
CRD
111575
SEC file #
801-77833
EIN
752808606
DBA names
—

Economics

AUM
$456.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$186.0M → $456.1M▲ +145%
Client mix
Individuals Other71
Individuals High Net Worth63
Pension Profit Sharing Plans8
Corporations5

Operations

Employees (total)
5
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
4 advisors → 4 advisors▬ 0%
Primary office
DALLAS TX
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/11/2026
ADV-W filed at
—
Website
lgt-fa.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LANE GORMAN TRUBITT, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
LANE GORMAN TRUBITT, LLC
BENTLEY, JEFFREY, MILLER
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
LGT-FA.COM
Rdap Domain Creation Date
2000-07-24T20:29:15Z
Rdap Firm Age Years
26
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001965191
Edgar Registered
Yes
Edgar Filing Count
16
Edgar First Filing Date
2023-02-14
Edgar Last Filing Date
2026-04-28
Edgar 13f Count
14
Edgar 13f Latest AUM Estimate
Filing Date2026-04-28
Accession0001398344-26-007386

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fidelity2
Edgar Addresses
Mailing
2626 HOWELL STSUITE 700DALLAS, TX 75204
Business
2626 HOWELL STSUITE 700DALLAS, TX 75204
Edgar EIN
752808606
Edgar Recent Filings
13F-HR2026-04-28 · 0001398344-26-007386
13F-HR2026-02-13 · 0001398344-26-002969
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-07-24T20:29:15Z
Rdap Domain Last Changed
2022-05-25T07:56:58Z
Rdap Nameservers
Ns21.worldnic.comNs22.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (3)

3
BENTLEY, JEFFREY, MILLER
IAR · Executive Officer · 2.5%
6679536
CLARK, WILL, S
Executive Officer · 2.5%
5089829
JOSHUA DAVID ORTON
IAR
5971369