SourcingSourcing

AEGIS FINANCIAL CORPORATION

C43
CRD 111587·SEC 801-46901·MCLEAN, VA
AUM
$1.37B
$1B+
Est. Revenue
$13.7M
@ 1% on AUM
Est. EBITDA
$4.1M
@ 30% margin
Est. Deal Value
$32.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
AEGIS FINANCIAL CORPORATION
CRD
111587
SEC file #
801-46901
EIN
541712996
DBA names
—

Economics

AUM
$1.37B
AUM band
$1B+
AUM trajectory
'20'26
$134.1M → $1.37B▲ +920%
Client mix
Individuals Other19
Individuals High Net Worth9
Investment Companies1

Operations

Employees (total)
6
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
3 advisors → 4 advisors▲ +33%
Primary office
MCLEAN VA
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
aegisvaluefund.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BARBEE, SCOTT, LON
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
BARBEE, SCOTT, LON
Harrison, Justin, Peter
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
AEGISVALUEFUND.COM
Rdap Domain Creation Date
1999-07-21T17:08:50Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001140753
Edgar Registered
Yes
Edgar Filing Count
370
Edgar First Filing Date
2001-02-16
Edgar Last Filing Date
2026-05-13
Edgar 13f Count
79
Edgar 13f Latest AUM Estimate
Filing Date2026-05-13
Accession0001104659-26-060221
Edgar Former Names
BERNO GAMBAL & BARBEE INC

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Pershing4
E*trade4
Fidelity2
Edgar Addresses
Mailing
6862 ELM STREETSUITE 830MC LEAN, VA 22101-3897
Business
6862 ELM STREETSUITE 830MC LEAN, VA 22101-3897
Edgar EIN
541712996
Edgar Recent Filings
13F-HR2026-05-13 · 0001104659-26-060221
13F-HR2026-02-12 · 0001104659-26-013708
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-07-21T17:08:50Z
Rdap Domain Last Changed
2023-07-24T17:15:06Z
Rdap Nameservers
Ns09.domaincontrol.comNs10.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2359088
Trust Company Affiliate
No

People (2)

2
BARBEE, SCOTT, LON
IAR · Direct Owner · 87.5%
2359088
Harrison, Justin, Peter
IAR · Executive Officer · 2.5%
7067251