PERRITT CAPITAL MANAGEMENT INC

B58
CRD 111623·SEC 801-30378·CHICAGO, IL
AUM
$279.8M
$100M-$500M
Est. Revenue
$2.8M
@ 1% on AUM
Est. EBITDA
$839K
@ 30% margin
Est. Deal Value
$6.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PERRITT CAPITAL MANAGEMENT INC
CRD
111623
SEC file #
801-30378
EIN
363538658
DBA names

Economics

AUM
$279.8M
AUM band
$100M-$500M
AUM trajectory
'20'26
$325.2M → $279.8M▼ -14%
Client mix
Individuals Other62
Individuals High Net Worth51
Pension Profit Sharing Plans8
Investment Companies1

Operations

Employees (total)
6
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
5 advisors → 3 advisors▼ -40%
Primary office
CHICAGO IL
Branches

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — investment companiesPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
09/29/2025
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
INVESTMENT INFORMATION SERVICES
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
INVESTMENT INFORMATION SERVICES
BUH, MARK, J
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:perritt.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001279342
Edgar Registered
Yes
Edgar Filing Count
209
Edgar First Filing Date
2004-02-11
Edgar Last Filing Date
2026-05-06
Edgar 13f Count
93
Edgar 13f Latest AUM Estimate
Filing Date2026-02-17
Accession0000897069-26-000357

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
300 SOUTH WACKER DRIVESUITE 2880CHICAGO, IL 60606
Business
300 SOUTH WACKER DRIVESUITE 2880CHICAGO, IL 60606
Edgar EIN
363538658
Edgar Recent Filings
13F-NT2026-05-06 · 0000897069-26-001042
N-PX2026-04-28 · 0000897069-26-000966
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
No