SourcingSourcing

BARLOW, LINDA, ANN

A73
CRD 111643·SEC 801-60157·SANTA ANA, CA
AUM
$239.6M
$100M-$500M
Est. Revenue
$2.4M
@ 1% on AUM
Est. EBITDA
$719K
@ 30% margin
Est. Deal Value
$5.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BARLOW, LINDA, ANN
CRD
111643
SEC file #
801-60157
EIN
—
DBA names
Linda A. Barlow, Cfp

Economics

AUM
$239.6M
AUM band
$100M-$500M
AUM trajectory
'20'26
$163.4M → $239.6M▲ +47%
Client mix
Individuals High Net Worth196
Individuals Other69

Operations

Employees (total)
1
Advisory staff (per ADV)
0
Advisory staff (5-yr trend)
—
Primary office
SANTA ANA CA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/15/2024
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BARLOW, LINDA, ANN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
BARLOW, LINDA, ANN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
1294972
Trust Company Affiliate
No

People (1)

1
LINDA ANN BARLOW
Direct Owner · 87.5%
1294972