SourcingSourcing

MIAI, INC.

B61
CRD 111695·SEC 801-61363·DALLAS, TX
AUM
$213.3M
$100M-$500M
Est. Revenue
$2.1M
@ 1% on AUM
Est. EBITDA
$640K
@ 30% margin
Est. Deal Value
$5.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MIAI, INC.
CRD
111695
SEC file #
801-61363
EIN
—
DBA names
—

Economics

AUM
$213.3M
AUM band
$100M-$500M
AUM trajectory
'20'26
$336.8M → $213.3M▼ -37%
Client mix
Individuals Other242
Individuals High Net Worth32
Corporations2

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
9 advisors → 4 advisors▼ -56%
Primary office
DALLAS TX
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMHourly chargesFixed feesCommissions

Filings

Latest ADV filing
01/23/2026
ADV-W filed at
—
Website
maplewoodinvestments.com

Compliance

Disclosures (firm)
4
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MAPLEWOOD HOLDINGS LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
MAPLEWOOD HOLDINGS LLC
ROBINSON, JONATHAN, DAVID
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MAPLEWOODINVESTMENTS.COM
Rdap Domain Creation Date
2000-09-05T15:23:14Z
Rdap Firm Age Years
26
Rdap Firm Age Band
20+y
Rdap Registrar
Cloudflare, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
69,930
Form 5500 Compensation Trajectory 3y
202569,930
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
69,930
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
5
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
E*trade4
Fidelity2
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-09-05T15:23:14Z
Rdap Domain Last Changed
2025-06-02T04:18:24Z
Rdap Nameservers
Dion.ns.cloudflare.comRachel.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (7)

7
ROBINSON, JONATHAN, DAVID
Direct Owner · 37.5%
4675026
BESEK, CYNTHIA, ELIZABETH
IAR · Executive Officer · 2.5%
1669039
DOOLEY, DANIEL, CLIFTON
IAR · Executive Officer · 2.5%
1699483
MOORE, LAURIE, MICHELE
Executive Officer · 2.5%
2020784
CHARLES HASKELL RAHM
IAR
2204993
DONALD KING HALL
IAR
1444931
ROBIN RENEE WOODELL
IAR
5400528