SourcingSourcing

CAPITAL FINANCIAL GROUP, INC.

C46
CRD 111709·SEC 801-117272·LITTLETON, CO
AUM
$237.4M
$100M-$500M
Est. Revenue
$2.4M
@ 1% on AUM
Est. EBITDA
$712K
@ 30% margin
Est. Deal Value
$5.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CAPITAL FINANCIAL GROUP, INC.
CRD
111709
SEC file #
801-117272
EIN
841443990
DBA names
—

Economics

AUM
$237.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$137.2M → $237.4M▲ +73%
Client mix
Individuals Other171
Individuals High Net Worth62
Pension Profit Sharing Plans3
Corporations2

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
4 advisors → 3 advisors▼ -25%
Primary office
LITTLETON CO
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUM

Filings

Latest ADV filing
04/09/2026
ADV-W filed at
—
Website
linkedin.com/in/alex-leonida(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LEONIDA, ALEXANDER, ADRIAN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
LEONIDA, ALEXANDER, ADRIAN
HLEWKO, LEAH, PRISCILLA
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
4
Form 5500 Total Participants
15
Form 5500 Total Compensation
129,169
Form 5500 Compensation Trajectory 3y
2025129,169
Form 5500 Plan Count Trajectory 3y
20254
Schedule C Total Compensation
129,169
Schedule C Service Provider Rows
4

SEC EDGAR

Edgar Cik
0001061555
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-02-17
Edgar Last Filing Date
2026-04-27
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-04-27
Accession0002085853-26-000509
Edgar Former Names
CAPITAL FINANCIAL GROUP INC\\CO\\ /ADV

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
26
Bc Firm Active IA Count
29
Bc Firm IAR Count
29
Custodian Candidates
Full
Lpl Financial7
E*trade4
Edgar Addresses
Mailing
13986 BOWLES AVE.SUITE 200LITTLETON, CO 80127
Business
13986 BOWLES AVE.SUITE 200LITTLETON, CO 80127
Edgar EIN
841443990
Edgar Recent Filings
13F-HR2026-04-27 · 0002085853-26-000509
13F-HR2026-02-17 · 0002085853-26-000269
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
5429993
Trust Company Affiliate
No

People (4)

4
LEONIDA, ALEXANDER, ADRIAN
IAR · Direct Owner · 87.5%
5429993
LEAH PRISCILLA HLEWKO
Executive Officer · 2.5%
6599978
Brooks Jamison Adams
IAR
8186491
AMEL JOHN GUIGLI
IAR
715323