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DOBSON ASSET MANAGEMENT - NORTHERN CALIFORNIA

A65
CRD 112079·SEC 801-51693·PETALUMA, CA
AUM
$217.8M
$100M-$500M
Est. Revenue
$2.2M
@ 1% on AUM
Est. EBITDA
$653K
@ 30% margin
Est. Deal Value
$5.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DOBSON ASSET MANAGEMENT - NORTHERN CALIFORNIA
CRD
112079
SEC file #
801-51693
EIN
—
DBA names
Dobson Asset Management

Economics

AUM
$217.8M
AUM band
$100M-$500M
AUM trajectory
'20'26
$133.9M → $217.8M▲ +63%
Client mix
Individuals High Net Worth80
Individuals Other78

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
PETALUMA CA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DOBSON, CHRISTOPHER, MARTIN
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
DOBSON, CHRISTOPHER, MARTIN
Dobson, Samuel, Riley
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
735087
Trust Company Affiliate
No

People (3)

3
DOBSON, CHRISTOPHER, MARTIN
IAR · Direct Owner · 37.5%
735087
Dobson, Samuel, Riley
IAR · Direct Owner · 37.5%
6924250
MAYSTROVICH, MERILEE
Direct Owner · 37.5%
2186596