SourcingSourcing

CHECKS & BALANCES, INC.

B51
CRD 112145·SEC 801-60184·ATLANTA, GA
AUM
$251.1M
$100M-$500M
Est. Revenue
$2.5M
@ 1% on AUM
Est. EBITDA
$753K
@ 30% margin
Est. Deal Value
$6.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CHECKS & BALANCES, INC.
CRD
112145
SEC file #
801-60184
EIN
—
DBA names
—

Economics

AUM
$251.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$169.2M → $251.1M▲ +48%
Client mix
Individuals High Net Worth16
Individuals Other2
Charitable Organizations2
Corporations1

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
1 advisors → 1 advisors▬ 0%
Primary office
ATLANTA GA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwabmedium confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
01/08/2026
ADV-W filed at
—
Website
thefamilyoffices.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MOORE, STARR
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
MOORE, STARR
ROGERS, FRANCES, GAIL
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
THEFAMILYOFFICES.COM
Rdap Domain Creation Date
2003-05-16T19:25:17Z
Rdap Firm Age Years
23
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
384
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Window
Charles Schwab2
Full
Charles Schwab9
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2031-05-16T19:25:17Z
Rdap Domain Last Changed
2026-03-24T06:24:27Z
Rdap Nameservers
Ns93.worldnic.comNs94.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
4382028
Trust Company Affiliate
No

People (3)

3
MOORE, STARR
Direct Owner · 62.5%
4382028
ROGERS, FRANCES, GAIL
Direct Owner · 37.5%
4382025
ROSEL, ERIC, BENJAMIN
IAR
4409800