SourcingSourcing

INTREPID FINANCIAL PLANNING GROUP, LLC

C40
CRD 112196·SEC 801-61020·CARMEL, IN
AUM
$390.4M
$100M-$500M
Est. Revenue
$3.9M
@ 1% on AUM
Est. EBITDA
$1.2M
@ 30% margin
Est. Deal Value
$9.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
INTREPID FINANCIAL PLANNING GROUP, LLC
CRD
112196
SEC file #
801-61020
EIN
352049160
DBA names
—

Economics

AUM
$390.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$225.1M → $390.4M▲ +73%
Client mix
Individuals Other1,232
Individuals High Net Worth212
Corporations11
Charitable Organizations2

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
CARMEL IN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
linkedin.com/company/intrepid-financial-llc(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Locke, Joan, K
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
Locke, Joan, K
WHITINGER FINANCIAL, LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001641296
Edgar Registered
Yes
Edgar Filing Count
18
Edgar First Filing Date
2022-08-15
Edgar Last Filing Date
2026-05-13
Edgar 13f Count
16
Edgar 13f Latest AUM Estimate
Filing Date2026-05-13
Accession0001214659-26-006079

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
11
Bc Firm IAR Count
11
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
2454 E. 116TH STREETCARMEL, IN 46032
Business
2454 E. 116TH STREETCARMEL, IN 46032
Edgar EIN
352049160
Edgar Recent Filings
13F-HR2026-05-13 · 0001214659-26-006079
13F-HR2026-02-13 · 0001214659-26-001647
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
7118830
Trust Company Affiliate
No

People (12)

12
Locke, Joan, K
Direct Owner · 62.5%
7118830
BAILEY, CHAD, ALAN
IAR · Executive Officer · 2.5%
3229281
DAVID HENRY CROPPER
IAR
4471999
JULIE LYNNE FAAS
IAR
4575599
JO ANN HENDRYX
IAR
2368076
NIKKI GAYE WHEELER
IAR
2818727
THOMAS EDWARD ADAMCZYK
IAR
3156895
GREG ALAN HANEY
IAR
3231883
RONALD EUGENE CAMPBELL
IAR
2559717
JOHN ALLAN CRAWFORD
IAR
4618496
Chase David Mitchell
IAR
7854470
DOUGLAS FRANCIS BALES
IAR
1858326