SourcingSourcing

GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES

B51
CRD 112248·SEC 801-56508·ARLINGTON, TX
AUM
$909.3M
$500M-$1B
Est. Revenue
$9.1M
@ 1% on AUM
Est. EBITDA
$2.7M
@ 30% margin
Est. Deal Value
$21.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES
CRD
112248
SEC file #
801-56508
EIN
—
DBA names
—

Economics

AUM
$909.3M
AUM band
$500M-$1B
AUM trajectory
'20'26
$419.1M → $909.3M▲ +117%
Client mix
Individuals Other389
Individuals High Net Worth86
Pension Profit Sharing Plans7

Operations

Employees (total)
7
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
4 advisors → 5 advisors▲ +25%
Primary office
ARLINGTON TX
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/19/2026
ADV-W filed at
—
Website
bakerfinancial.net

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BAKER, GERALD, RAY
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
BAKER, GERALD, RAY
MCMILLAN, CHAD, MICHAEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BAKERFINANCIAL.NET
Rdap Domain Creation Date
2003-03-11T15:49:45Z
Rdap Firm Age Years
23
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
5
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-03-11T14:49:45Z
Rdap Domain Last Changed
2026-03-13T19:10:13Z
Rdap Nameservers
Ns33.worldnic.comNs34.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
10707
Trust Company Affiliate
No

People (6)

6
BAKER, GERALD, RAY
IAR · Direct Owner · 87.5%
10707
MEAD, CLIFF, EARL
IAR · Executive Officer · 2.5%
4141214
MCMILLAN, CHAD, MICHAEL
IAR · Executive Officer · 2.5%
4587886
BAKER, SANDRA, SUE
Executive Officer · 2.5%
4939228
DAVID MARTIN WILKINS
IAR
2796493
Kristen Renee West
IAR
7710541