SourcingSourcing

ELLINGTON MANAGEMENT GROUP, L.L.C.

C26
CRD 112493·SEC 801-56399·OLD GREENWICH, CT
AUM
$20.76B
$1B+
Est. Revenue
$207.6M
@ 1% on AUM
Est. EBITDA
$62.3M
@ 30% margin
Est. Deal Value
$498.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ELLINGTON MANAGEMENT GROUP, L.L.C.
CRD
112493
SEC file #
801-56399
EIN
300543907
DBA names
—

Economics

AUM
$20.76B
AUM band
$1B+
AUM trajectory
'20'26
$11.46B → $20.76B▲ +81%
Client mix
Pooled Investment Vehicles25
Other Investment Advisers6
State Or Municipal Govt1
Sovereign Wealth Funds1

Operations

Employees (total)
164
Advisory staff (per ADV)
68
Advisory staff (5-yr trend)
'20'26
56 advisors → 68 advisors▲ +21%
Primary office
OLD GREENWICH CT
Branches
—

Custodian & Brokerage

Primary custodian
U.S. Banklow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
linkedin.com/company/ellington-management-group(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
EMG HOLDINGS, L.P.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
9
Control Persons
EMG HOLDINGS, L.P.
GEANAKOPLOS, JOHN, DENO
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
3
Form 5500 Total Participants
548
Form 5500 Total Compensation
55,426
Form 5500 Compensation Trajectory 3y
202555,426
20240
Form 5500 Plan Count Trajectory 3y
20242
20251
Schedule C Total Compensation
55,426
Schedule C Service Provider Rows
3

SEC EDGAR

Edgar Cik
0001468155
Edgar Registered
Yes
Edgar Filing Count
17
Edgar First Filing Date
2009-07-15
Edgar Last Filing Date
2025-10-15
Edgar Form D Count
17
Edgar Form D Offerings
2025-10-152025-10-15 · 0001012975-25-000635
2024-10-152024-10-15 · 0001012975-24-000431

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
U.s. Bank47
Bny Mellon41
Morgan Stanley21
Jpmorgan17
Wells Fargo12
Edgar Addresses
Mailing
C/O ELLINGTON MANAGEMENT GROUP LLC53 FOREST AVENUEOLD GREENWICH, CT 06870
Business
C/O ELLINGTON MANAGEMENT GROUP LLC53 FOREST AVENUEOLD GREENWICH, CT 06870
Edgar EIN
300543907
Edgar Recent Filings
D/A2025-10-15 · 0001012975-25-000635
D/A2024-10-15 · 0001012975-24-000431
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (7)

7
GEANAKOPLOS, JOHN, DENO
Executive Officer · 2.5%
2319447
MALONEY, PATRICK, BRADY
Executive Officer · 2.5%
4777731
MARGOLIS, DANIEL, REUVEN
Executive Officer · 2.5%
5800952
PENN, LAURENCE, ERIC
Executive Officer · 2.5%
1914867
TECOTZKY, MARK, IRA
Executive Officer · 2.5%
1656046
VRANOS, ANDREW
Executive Officer · 2.5%
2375740
VRANOS, MICHAEL, WILLIAM
Executive Officer · 2.5%
2013180