SourcingSourcing

HARDMAN JOHNSTON GLOBAL ADVISORS LLC

C32
CRD 112500·SEC 801-23854·STAMFORD, CT
AUM
$8.77B
$1B+
Est. Revenue
$87.7M
@ 1% on AUM
Est. EBITDA
$26.3M
@ 30% margin
Est. Deal Value
$210.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HARDMAN JOHNSTON GLOBAL ADVISORS LLC
CRD
112500
SEC file #
801-23854
EIN
043643156
DBA names
—

Economics

AUM
$8.77B
AUM band
$1B+
AUM trajectory
'20'26
$5.15B → $8.77B▲ +70%
Client mix
Individuals High Net Worth161
Charitable Organizations34
Pension Profit Sharing Plans20
Individuals Other17
Corporations17

Operations

Employees (total)
27
Advisory staff (per ADV)
14
Advisory staff (5-yr trend)
'20'26
8 advisors → 14 advisors▲ +75%
Primary office
STAMFORD CT
Branches
—

Custodian & Brokerage

Primary custodian
BNY Mellonlow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/25/2026
ADV-W filed at
—
Website
hardmanjohnston.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HARDMAN JOHNSTON MIDCO LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
HARDMAN JOHNSTON MIDCO LLC
ALBERT, BRUCE, ADAM
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HARDMANJOHNSTON.COM
Rdap Domain Creation Date
2017-07-21T14:47:34Z
Rdap Firm Age Years
9
Rdap Firm Age Band
5-10y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
42
Form 5500 Total Compensation
22,716,549
Form 5500 Compensation Trajectory 3y
202521,010,603
20261,705,946
20240
Form 5500 Plan Count Trajectory 3y
202528
202614
20242
Schedule C Total Compensation
22,716,549
Schedule C Service Provider Rows
44

SEC EDGAR

Edgar Cik
0001473541
Edgar Registered
Yes
Edgar Filing Count
16
Edgar First Filing Date
2010-06-21
Edgar Last Filing Date
2026-03-31
Edgar Form D Count
16
Edgar Form D Offerings
2026-03-312026-03-31 · 0000905148-26-001472
2025-03-312025-03-31 · 0001473541-25-000001
Edgar Former Names
Johnston Capital Partners Fund I, L.P.

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Bny Mellon21
Charles Schwab6
E*trade4
Jpmorgan2
Edgar Addresses
Mailing
ONE LANDMARK SQUARE20TH FLOORSTAMFORD, CT 06901
Business
ONE LANDMARK SQUARE20TH FLOORSTAMFORD, CT 06901
Edgar EIN
043643156
Edgar Recent Filings
D/A2026-03-31 · 0000905148-26-001472
D/A2025-03-31 · 0001473541-25-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-07-21T14:47:34Z
Rdap Domain Last Changed
2025-06-23T14:08:12Z
Rdap Nameservers
Ns-1107.awsdns-10.orgNs-1886.awsdns-43.co.ukNs-447.awsdns-55.comNs-885.awsdns-46.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (6)

6
ALBERT, BRUCE, ADAM
Executive Officer · 2.5%
5072589
HARDMAN, CASSANDRA, A
Executive Officer · 2.5%
2278445
MEYER, JEFFREY, STUART
Executive Officer · 2.5%
1259541
O'CONNOR, JULIE, ANN
Executive Officer · 2.5%
5572960
RICHARD JOHNSTON
IAR
260659
JAMES GERARD PONTONE
IAR
1259450